AdvisorCensus / Financial advisors / Southeast Capital Management Ltd
Southeast Capital Management Ltd
Filed as SOUTHEAST CAPITAL MANAGEMENT LTD
Southeast Capital Management Ltd is an SEC-registered investment advisory firm, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated October 7, 2025.
Quick answers
From the filingHow is Southeast Capital Management Ltd compensated?
On its Form ADV (Item 5.E, October 2026), Southeast Capital Management Ltd reports these compensation arrangements: a percentage of assets under its management.
How much does Southeast Capital Management Ltd charge?
Its Form ADV Part 2A brochure dated October 7, 2025 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Is Southeast Capital Management Ltd registered with the SEC or a state?
Southeast Capital Management Ltd is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334751.
How much does Southeast Capital Management Ltd manage?
Southeast Capital Management Ltd reports $0 in regulatory assets under management in its Form ADV filing dated October 7, 2025.
Does Southeast Capital Management Ltd report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334751
Does Southeast Capital Management Ltd state an account minimum?
Its Form ADV Part 2A brochure dated October 7, 2025 says: "The minimum account size that shall be accepted by SCM is ten thousand U.S. dollars (USD $10,000)"
What changed in Southeast Capital Management Ltd's recent Form ADV filings?
In the December 2025 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 1% of assets a year
The brochure's wording
SCM charges a Management Fee equal to 1.00% per annum of the Investment Account Assets net liquidation value.
Account minimum: $10,000
The brochure's wording
The minimum account size that shall be accepted by SCM is ten thousand U.S. dollars (USD $10,000)
As stated in the firm's Form ADV Part 2A brochure dated October 7, 2025. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$0 as of October 2026, filing dated October 7, 2025.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- December 2025
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Southeast Capital Management Ltd (CRD 334751): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/southeast-capital-management-ltd-334751