AdvisorCensus / Financial advisors / Massachusetts / Boston / Sooner Private Financial LLC
Sooner Private Financial LLC
Filed as SOONER PRIVATE FINANCIAL LLC
Sooner Private Financial LLC is an SEC-registered investment advisory firm in Salem, NH, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 1, 2026.
Quick answers
From the filingHow is Sooner Private Financial LLC compensated?
On its Form ADV (Item 5.E, October 2026), Sooner Private Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.
How much does Sooner Private Financial LLC charge?
Its Form ADV Part 2A brochure dated August 6, 2026 states: Asset-based fee: 0.25% to 2.75% a year (a range, as the brochure states it); Hourly rate: $225 to $575 an hour (an in-depth analysis of your financial situation or other defined projects). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Sooner Private Financial LLC located?
Sooner Private Financial LLC's principal office is in Salem, NH, according to its Form ADV.
Is Sooner Private Financial LLC registered with the SEC or a state?
Sooner Private Financial LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 340648.
How much does Sooner Private Financial LLC manage?
Sooner Private Financial LLC reports $8,995,352 in regulatory assets under management in its Form ADV filing dated September 1, 2026 (100% discretionary).
What types of clients does Sooner Private Financial LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (57).
Does Sooner Private Financial LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/340648
What changed in Sooner Private Financial LLC's recent Form ADV filings?
In the September 2026 filing data: Employees performing advisory functions went from 3 to 1.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.25% to 2.75% a year (a range, as the brochure states it)
The brochure's wording
Advisory Fee Schedule ranges from .25% to 2.75% as agreed upon by both parties. Fees for Investment Management Services may be modified depending upon the size of the portfolio, complexity of services required or individual circumstances, and at the discretion of SPF.
Hourly rate: $225 to $575 an hour (an in-depth analysis of your financial situation or other defined projects)
The brochure's wording
In certain instances, we will charge an hourly fee of $225.00 to $575.00, which will be based upon the nature and complexity of the client's circumstances.
As stated in the firm's Form ADV Part 2A brochure dated August 6, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$8,995,352 as of October 2026, filing dated September 1, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: 120-Day Approval.
- Registered since
- 2026 (0 years)
- Employees
- Total: 2. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- September 2026
- Employees performing advisory functions went from 3 to 1.
- June 2026
- Registered or notice-filed in MA.
- May 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Sooner Private Financial LLC (CRD 340648): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/sooner-private-financial-llc-salem-nh-340648