AdvisorCensus / Financial advisors / Colorado / Denver / Snow Peak Capital, LLC
Snow Peak Capital, LLC is an SEC-registered investment advisory firm in Broomfield, CO, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 28, 2026.
Quick answers
From the filingHow is Snow Peak Capital, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Snow Peak Capital, LLC reports these compensation arrangements: performance-based fees.
Where is Snow Peak Capital, LLC located?
Snow Peak Capital, LLC's principal office is in Broomfield, CO, according to its Form ADV.
Is Snow Peak Capital, LLC registered with the SEC or a state?
Snow Peak Capital, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 321648.
How much does Snow Peak Capital, LLC manage?
Snow Peak Capital, LLC reports $174,287,948 in regulatory assets under management in its Form ADV filing dated July 28, 2026 (100% discretionary).
What types of clients does Snow Peak Capital, LLC serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4).
Does Snow Peak Capital, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/321648
What changed in Snow Peak Capital, LLC's recent Form ADV filings?
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated July 28, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$174,287,948 as of October 2026, filing dated July 28, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 7. Performing investment advisory functions: 7.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $174,287,948 | 7 | July 28, 2026 |
| October 2025 | Not reported | Not reported | June 4, 2025 |
| October 2024 | Not reported | Not reported | March 26, 2024 |
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- August 2026
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Snow Peak Capital, LLC (CRD 321648): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/snow-peak-capital-llc-broomfield-co-321648