AdvisorCensus / Financial advisors / Slater Investments Limited
Slater Investments Limited is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2023, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated February 4, 2026.
Quick answers
From the filingHow is Slater Investments Limited compensated?
On its Form ADV (Item 5.E, October 2026), Slater Investments Limited reports these compensation arrangements: a percentage of assets under its management.
Where is Slater Investments Limited located?
Slater Investments Limited's principal office is in London, United Kingdom, according to its Form ADV.
Is Slater Investments Limited registered with the SEC or a state?
Slater Investments Limited is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 327135.
How much does Slater Investments Limited manage?
Slater Investments Limited reports $1,226,298,663 in regulatory assets under management in its Form ADV filing dated February 4, 2026 (100% discretionary).
How have Slater Investments Limited's assets and staff changed since 2023?
In the Form ADV data for Slater Investments Limited: Regulatory assets under management: $1,819,681,471 in the October 2023 data and $1,226,298,663 in the October 2026 data, down 33%. Total employees: 22 in October 2023 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Slater Investments Limited serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6).
Does Slater Investments Limited report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327135
Does Slater Investments Limited state an account minimum?
Its Form ADV Part 2A brochure dated February 4, 2026 says: "Slater Investments imposes an account minimum of $10,000,000, which may be waived by Slater Investments in its own discretion."
What changed in Slater Investments Limited's recent Form ADV filings?
In the March 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $1,363,797,710 to $1,226,298,663 (-10%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $10,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Slater Investments imposes an account minimum of $10,000,000, which may be waived by Slater Investments in its own discretion.
As stated in the firm's Form ADV Part 2A brochure dated February 4, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,226,298,663 as of October 2026, filing dated February 4, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2023 (3 years)
- Employees
- Total: 19. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,226,298,663 | 19 | February 4, 2026 |
| October 2025 | $1,363,797,710 | 18 | February 10, 2025 |
| October 2024 | $1,760,008,997 | 22 | March 8, 2024 |
| October 2023 | $1,819,681,471 | 22 | July 21, 2023 |
Regulatory assets under management: $1,819,681,471 in the October 2023 data and $1,226,298,663 in the October 2026 data, down 33%.
Total employees: 22 in October 2023 and 19 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $1,363,797,710 to $1,226,298,663 (-10%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Slater Investments Limited (CRD 327135): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/slater-investments-limited-london-327135