AdvisorCensus / Financial advisors / SHFP, LLC
SHFP, LLC
SHFP, LLC is an SEC-registered investment advisory firm, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 16, 2026.
Quick answers
From the filingHow is SHFP, LLC compensated?
On its Form ADV (Item 5.E, October 2026), SHFP, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does SHFP, LLC charge?
Its Form ADV Part 2A brochure dated January 16, 2026 states: Flat fee: $1,500 to $4,000 (financial planning and/or consulting services…); Hourly rate: $150 an hour (financial planning and/or consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Is SHFP, LLC registered with the SEC or a state?
SHFP, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 171571.
How much does SHFP, LLC manage?
SHFP, LLC reports $88,892,000 in regulatory assets under management in its Form ADV filing dated January 16, 2026 (0% discretionary).
How have SHFP, LLC's assets and staff changed since 2021?
In the Form ADV data for SHFP, LLC: Regulatory assets under management: $66,240,000 in the October 2021 data and $88,892,000 in the October 2026 data, up 34%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does SHFP, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (20); individuals (other than high net worth individuals) (5).
Which custodians does SHFP, LLC use?
SHFP, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Distributors Company LLC as a custodian holding 10% or more of its separately managed account assets.
Does SHFP, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/171571
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Flat fee: $1,500 to $4,000 (financial planning and/or consulting services…)
The brochure's wording
SHFP’s planning and consulting fees are negotiable, but generally will be between $1,500 and $4,000 on a fixed fee basis, depending upon the level and scope of the service(s) required and the professional(s) rendering the service(s).
Hourly rate: $150 an hour (financial planning and/or consulting services)
The brochure's wording
SHFP may also be engaged to provide financial planning and/or consulting services on an hourly rate basis of $150 per hour.
As stated in the firm's Form ADV Part 2A brochure dated January 16, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$88,892,000 as of October 2026, filing dated January 16, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2014 (12 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $88,892,000 | 1 | January 16, 2026 |
| October 2025 | $84,292,000 | 1 | January 20, 2025 |
| October 2024 | $71,358,000 | 1 | January 15, 2024 |
| October 2023 | $67,786,912 | 1 | January 10, 2023 |
| October 2022 | $71,697,610 | 1 | May 20, 2022 |
| October 2021 | $66,240,000 | 1 | January 27, 2021 |
Regulatory assets under management: $66,240,000 in the October 2021 data and $88,892,000 in the October 2026 data, up 34%.
Total employees: 1 in October 2021 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. SHFP, LLC (CRD 171571): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/shfp-llc-171571