AdvisorCensus / Financial advisors / Colorado / Denver / Schaefer Financial Management, Inc.
Schaefer Financial Management, Inc. is an SEC-registered investment advisory firm in Centennial, CO, registered since 1989, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 26, 2026.
Quick answers
From the filingHow is Schaefer Financial Management, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Schaefer Financial Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does Schaefer Financial Management, Inc. charge?
Its Form ADV Part 2A brochure dated March 26, 2026 states: Hourly rate: $250 an hour (additional planning work required after the development of…). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Schaefer Financial Management, Inc. located?
Schaefer Financial Management, Inc.'s principal office is in Centennial, CO, according to its Form ADV.
Is Schaefer Financial Management, Inc. registered with the SEC or a state?
Schaefer Financial Management, Inc. is an SEC-registered investment advisory firm, registered since 1989. Status as filed: Approved. CRD 110110.
How much does Schaefer Financial Management, Inc. manage?
Schaefer Financial Management, Inc. reports $1,114,890,977 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (0% discretionary).
How have Schaefer Financial Management, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Schaefer Financial Management, Inc.: Regulatory assets under management: $672,523,282 in the October 2021 data and $1,114,890,977 in the October 2026 data, up 66%. Total employees: 9 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Schaefer Financial Management, Inc. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (233); individuals (other than high net worth individuals) (213).
Does Schaefer Financial Management, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110110
What changed in Schaefer Financial Management, Inc.'s recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $979,145,182 to $1,114,890,977 (+14%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AHourly rate: $250 an hour (additional planning work required after the development of…)
The brochure's wording
Should the engagement expand or should there be additional planning work required after the development of the initial plan, such work will be billed at the rate of $250 per hour.
As stated in the firm's Form ADV Part 2A brochure dated March 26, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,114,890,977 as of October 2026, filing dated March 26, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1989 (37 years)
- Employees
- Total: 9. Performing investment advisory functions: 7.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
9 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,114,890,977 | 9 | March 26, 2026 |
| October 2025 | $979,145,182 | 9 | March 30, 2025 |
| October 2024 | $888,301,693 | 9 | March 29, 2024 |
| October 2023 | $742,733,453 | 8 | March 29, 2023 |
| October 2022 | $760,020,287 | 9 | June 8, 2022 |
| October 2021 | $672,523,282 | 9 | March 23, 2021 |
Regulatory assets under management: $672,523,282 in the October 2021 data and $1,114,890,977 in the October 2026 data, up 66%.
Total employees: 9 in October 2021 and 9 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $979,145,182 to $1,114,890,977 (+14%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Schaefer Financial Management, Inc. (CRD 110110): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/schaefer-financial-management-inc-centennial-co-110110