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SC Asesores EN Inversiones Independientes SA de CV
Filed as SC ASESORES EN INVERSIONES INDEPENDIENTES SA DE CV · Legal name SC Asset Management Asesores EN Inversiones Independientes, S.A.
SC Asesores EN Inversiones Independientes SA de CV is an SEC-registered investment advisory firm in Mexico City, Mexico, registered since 2026, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 2, 2026.
Quick answers
From the filingHow is SC Asesores EN Inversiones Independientes SA de CV compensated?
On its Form ADV (Item 5.E, October 2026), SC Asesores EN Inversiones Independientes SA de CV reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
How much does SC Asesores EN Inversiones Independientes SA de CV charge?
Its Form ADV Part 2A brochure dated June 2, 2026 states: Asset-based fee: 0.3% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is SC Asesores EN Inversiones Independientes SA de CV located?
SC Asesores EN Inversiones Independientes SA de CV's principal office is in Mexico City, Mexico, according to its Form ADV.
Is SC Asesores EN Inversiones Independientes SA de CV registered with the SEC or a state?
SC Asesores EN Inversiones Independientes SA de CV is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 339845.
How much does SC Asesores EN Inversiones Independientes SA de CV manage?
SC Asesores EN Inversiones Independientes SA de CV reports $553,392,757 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (100% discretionary).
What types of clients does SC Asesores EN Inversiones Independientes SA de CV serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (272); high net worth individuals (85); corporations or other businesses not listed above (20).
Which custodians does SC Asesores EN Inversiones Independientes SA de CV use?
SC Asesores EN Inversiones Independientes SA de CV's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Allianz Mexico, S.A., Grupo Financiero Banorte, Grupo Financiero Scotiabank Inverlat and Pershing LLC as custodians holding 10% or more of its separately managed account assets.
Does SC Asesores EN Inversiones Independientes SA de CV report any disciplinary disclosures?
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.C(4) (SEC or CFTC order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339845
What changed in SC Asesores EN Inversiones Independientes SA de CV's recent Form ADV filings?
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.3% to 1.5% a year (a range, as the brochure states it)
The brochure's wording
The Adviser typically receives an annual management fee for advisory services ranging between 0.30% and 1.50% of the Account value (as further described below), or a fixed (flat) fee agreed between the parties prior to execution of the advisory agreement, whether the Account is managed on a discretionary or non-discretionary basis.
As stated in the firm's Form ADV Part 2A brochure dated June 2, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$553,392,757 as of October 2026, filing dated June 2, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- SC Asset Management Asesores EN Inversiones Independientes, S.A.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 6. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 111 Reports 1 disclosure item on Form ADV Item 11. View on IAPD.
Questions answered yes on this filing
Regulatory matters Items 11.C to 11.G
- 11.C(4) Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- July 2026
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. SC Asesores EN Inversiones Independientes SA de CV (CRD 339845): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/sc-asesores-en-inversiones-independientes-sa-de-cv-mexico-city-339845