AdvisorCensus / Financial advisors / Texas / Houston / Sarofim Realty Advisors LLC
Sarofim Realty Advisors LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 1993, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 12, 2026.
Quick answers
From the filingHow is Sarofim Realty Advisors LLC compensated?
On its Form ADV (Item 5.E, October 2026), Sarofim Realty Advisors LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
Where is Sarofim Realty Advisors LLC located?
Sarofim Realty Advisors LLC's principal office is in Houston, TX, according to its Form ADV.
Is Sarofim Realty Advisors LLC registered with the SEC or a state?
Sarofim Realty Advisors LLC is an SEC-registered investment advisory firm, registered since 1993. Status as filed: Approved. CRD 106931.
How much does Sarofim Realty Advisors LLC manage?
Sarofim Realty Advisors LLC reports $1,160,162,820 in regulatory assets under management in its Form ADV filing dated May 12, 2026 (57% discretionary).
How have Sarofim Realty Advisors LLC's assets and staff changed since 2021?
In the Form ADV data for Sarofim Realty Advisors LLC: Regulatory assets under management: $1,425,030,288 in the October 2021 data and $1,160,162,820 in the October 2026 data, down 19%. Total employees: 14 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Sarofim Realty Advisors LLC serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2); pension and profit sharing plans (but not the plan participants or government pension plans) (1); corporations or other businesses not listed above (1).
Does Sarofim Realty Advisors LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106931
What changed in Sarofim Realty Advisors LLC's recent Form ADV filings?
In the April 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated May 6, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$1,160,162,820 as of October 2026, filing dated May 12, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Also doing business as
- SAROFIM REALTY ADVISORS LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1993 (32 years)
- Employees
- Total: 7. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,160,162,820 | 7 | May 12, 2026 |
| October 2025 | $1,122,752,795 | 7 | June 11, 2025 |
| October 2024 | $1,885,142,360 | 6 | June 4, 2024 |
| October 2023 | $1,918,236,621 | 19 | March 29, 2023 |
| October 2022 | $1,668,587,020 | 21 | August 16, 2022 |
| October 2021 | $1,425,030,288 | 14 | March 31, 2021 |
Regulatory assets under management: $1,425,030,288 in the October 2021 data and $1,160,162,820 in the October 2026 data, down 19%.
Total employees: 14 in October 2021 and 7 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Sarofim Realty Advisors LLC (CRD 106931): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/sarofim-realty-advisors-llc-houston-tx-106931