AdvisorCensus / Financial advisors / Utah / Provo / Sandlot Private Wealth LLC
Sandlot Private Wealth LLC is an SEC-registered investment advisory firm in Orem, UT, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 14, 2026.
Quick answers
From the filingHow is Sandlot Private Wealth LLC compensated?
On its Form ADV (Item 5.E, October 2026), Sandlot Private Wealth LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
What does Sandlot Private Wealth LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated July 14, 2026 states: Asset-based fee: 0.5% to 1.7% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Sandlot Private Wealth LLC located?
Sandlot Private Wealth LLC's principal office is in Orem, UT, according to its Form ADV.
Is Sandlot Private Wealth LLC registered with the SEC or a state?
Sandlot Private Wealth LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335925.
How much does Sandlot Private Wealth LLC manage?
Sandlot Private Wealth LLC reports $305,047 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (100% discretionary).
What types of clients does Sandlot Private Wealth LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (5).
Does Sandlot Private Wealth LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335925
Does Sandlot Private Wealth LLC state an account minimum?
Its Form ADV Part 2A brochure dated July 14, 2026 says: "The typical minimum account size is $5 million. However, exceptions may be made in certain circumstances based on factors such as relationship fit, family opportunity, or long-term potential."
What changed in Sandlot Private Wealth LLC's recent Form ADV filings?
In the October 2026 filing data: Registered or notice-filed in CO, CT, TX.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.5% to 1.7% a year (a range, as the brochure states it)
The brochure's wording
For investment advisory services where we manage client assets, our annual advisory fee typically ranges from 0.50% to 1. 70% of the assets under management (AUM).
Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The typical minimum account size is $5 million. However, exceptions may be made in certain circumstances based on factors such as relationship fit, family opportunity, or long-term potential.
As stated in the firm's Form ADV Part 2A brochure dated July 14, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$305,047 as of October 2026, filing dated September 14, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 4. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- October 2026
- Registered or notice-filed in CO, CT, TX.
- August 2026
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Regulatory assets under management went from $0 to $305,047.
- December 2025
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Sandlot Private Wealth LLC (CRD 335925): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/sandlot-private-wealth-llc-orem-ut-335925