AdvisorCensus / Financial advisors / Florida / Miami / Saaga
Saaga is an SEC-registered investment advisory firm in Miami, FL, registered since 2023, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 26, 2026.
Quick answers
From the filingHow is Saaga compensated?
On its Form ADV (Item 5.E, October 2026), Saaga reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Saaga located?
Saaga's principal office is in Miami, FL, according to its Form ADV.
Is Saaga registered with the SEC or a state?
Saaga is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 327015.
How much does Saaga manage?
Saaga reports $717,466,443 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (0% discretionary).
How have Saaga's assets and staff changed since 2023?
In the Form ADV data for Saaga: Regulatory assets under management: $600,579,471 in the October 2024 data and $717,466,443 in the October 2026 data, up 19%. Total employees: 4 in October 2023 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Saaga serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (22).
Does Saaga report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327015
What changed in Saaga's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $603,470,494 to $717,466,443 (+19%). Employees performing advisory functions went from 4 to 3. Added the business name Saaga Family Wealth.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated August 26, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$717,466,443 as of October 2026, filing dated August 26, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Legal name
- Saaga, LLC
- Also doing business as
- SAAGA FAMILY WEALTH
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2023 (3 years)
- Employees
- Total: 6. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $717,466,443 | 6 | August 26, 2026 |
| October 2025 | $603,470,494 | 7 | March 30, 2025 |
| October 2024 | $600,579,471 | 5 | September 19, 2024 |
| October 2023 | Not reported | 4 | July 13, 2023 |
Regulatory assets under management: $600,579,471 in the October 2024 data and $717,466,443 in the October 2026 data, up 19%.
Total employees: 4 in October 2023 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $603,470,494 to $717,466,443 (+19%).
- Employees performing advisory functions went from 4 to 3.
- Added the business name Saaga Family Wealth.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Saaga (CRD 327015): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/saaga-miami-fl-327015