AdvisorCensus / Financial advisors / Rubin Overseas Ltd.
Rubin Overseas Ltd.
Filed as RUBIN OVERSEAS LTD.
Rubin Overseas Ltd. is an SEC-registered investment advisory firm in Zurich, Switzerland, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 4, 2025.
Quick answers
From the filingHow is Rubin Overseas Ltd. compensated?
On its Form ADV (Item 5.E, October 2026), Rubin Overseas Ltd. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Rubin Overseas Ltd. located?
Rubin Overseas Ltd.'s principal office is in Zurich, Switzerland, according to its Form ADV.
Is Rubin Overseas Ltd. registered with the SEC or a state?
Rubin Overseas Ltd. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 169309.
How much does Rubin Overseas Ltd. manage?
Rubin Overseas Ltd. reports $84,850,024 in regulatory assets under management in its Form ADV filing dated January 4, 2025 (100% discretionary).
How have Rubin Overseas Ltd.'s assets and staff changed since 2021?
In the Form ADV data for Rubin Overseas Ltd.: Regulatory assets under management: $101,500,000 in the October 2021 data and $84,850,024 in the October 2026 data, down 16%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Rubin Overseas Ltd. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (12).
Does Rubin Overseas Ltd. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169309
What changed in Rubin Overseas Ltd.'s recent Form ADV filings?
In the January 2026 filing data: No longer registered or notice-filed in FL, IL, IN, KY, SD.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$84,850,024 as of October 2026, filing dated January 4, 2025.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2014 (12 years)
- Employees
- Total: 6. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $84,850,024 | 6 | January 4, 2025 |
| October 2025 | $84,850,024 | 6 | January 4, 2025 |
| October 2024 | $84,850,024 | 6 | March 27, 2024 |
| October 2023 | $74,098,547 | 6 | March 22, 2023 |
| October 2022 | $98,306,000 | 5 | March 30, 2022 |
| October 2021 | $101,500,000 | 5 | March 31, 2021 |
Regulatory assets under management: $101,500,000 in the October 2021 data and $84,850,024 in the October 2026 data, down 16%.
Total employees: 5 in October 2021 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- January 2026
- No longer registered or notice-filed in FL, IL, IN, KY, SD.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Rubin Overseas Ltd. (CRD 169309): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/rubin-overseas-ltd-zurich-169309