AdvisorCensus / Financial advisors / Tennessee / Chattanooga / Round Table Advisors, LLC
Round Table Advisors, LLC
Filed as ROUND TABLE ADVISORS, LLC
Round Table Advisors, LLC is an SEC-registered investment advisory firm in Chattanooga, TN, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 28, 2026.
Quick answers
From the filingHow is Round Table Advisors, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Round Table Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.
Where is Round Table Advisors, LLC located?
Round Table Advisors, LLC's principal office is in Chattanooga, TN, according to its Form ADV.
Is Round Table Advisors, LLC registered with the SEC or a state?
Round Table Advisors, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 343859.
How much does Round Table Advisors, LLC manage?
Round Table Advisors, LLC reports $0 in regulatory assets under management in its Form ADV filing dated August 28, 2026.
Does Round Table Advisors, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/343859
What changed in Round Table Advisors, LLC's recent Form ADV filings?
In the October 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$0 as of October 2026, filing dated August 28, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: 120-Day Approval.
- Registered since
- 2026 (0 years)
- Employees
- Total: 13. Performing investment advisory functions: 7.
- Wrap fee program participation
- Yes.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- October 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Round Table Advisors, LLC (CRD 343859): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/round-table-advisors-llc-chattanooga-tn-343859