AdvisorCensus / Financial advisors / Rokos Capital Management LLP
Rokos Capital Management LLP is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2022, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated June 29, 2026.
Quick answers
From the filingHow is Rokos Capital Management LLP compensated?
On its Form ADV (Item 5.E, October 2026), Rokos Capital Management LLP reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Rokos Capital Management LLP located?
Rokos Capital Management LLP's principal office is in London, United Kingdom, according to its Form ADV.
Is Rokos Capital Management LLP registered with the SEC or a state?
Rokos Capital Management LLP is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 281215.
How much does Rokos Capital Management LLP manage?
Rokos Capital Management LLP reports $219,439,595,264 in regulatory assets under management in its Form ADV filing dated June 29, 2026 (100% discretionary).
How have Rokos Capital Management LLP's assets and staff changed since 2021?
In the Form ADV data for Rokos Capital Management LLP: Regulatory assets under management: $138,426,265,424 in the October 2022 data and $219,439,595,264 in the October 2026 data, up 59%. Total employees: 194 in October 2022 and 310 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Rokos Capital Management LLP serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2).
Does Rokos Capital Management LLP report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/281215
What changed in Rokos Capital Management LLP's recent Form ADV filings?
In the July 2026 filing data: Employees performing advisory functions went from 62 to 68.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated June 29, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$219,439,595,264 as of October 2026, filing dated June 29, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2022 (4 years)
- Employees
- Total: 310. Performing investment advisory functions: 68.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $219,439,595,264 | 310 | June 29, 2026 |
| October 2025 | $229,815,347,652 | 293 | June 27, 2025 |
| October 2024 | $192,808,219,032 | 230 | July 1, 2024 |
| October 2023 | $172,454,217,111 | 191 | June 28, 2023 |
| October 2022 | $138,426,265,424 | 194 | September 16, 2022 |
| October 2021 | Not reported | Not reported | September 3, 2021 |
Regulatory assets under management: $138,426,265,424 in the October 2022 data and $219,439,595,264 in the October 2026 data, up 59%.
Total employees: 194 in October 2022 and 310 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- July 2026
- Employees performing advisory functions went from 62 to 68.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Rokos Capital Management LLP (CRD 281215): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/rokos-capital-management-llp-london-281215