AdvisorCensus / Financial advisors / District of Columbia / Washington / Rockbridge Asset Management, LLC
Rockbridge Asset Management, LLC is an SEC-registered investment advisory firm in Alexandria, VA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 16, 2026.
Quick answers
From the filingHow is Rockbridge Asset Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Rockbridge Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
Where is Rockbridge Asset Management, LLC located?
Rockbridge Asset Management, LLC's principal office is in Alexandria, VA, according to its Form ADV.
Is Rockbridge Asset Management, LLC registered with the SEC or a state?
Rockbridge Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 329880.
How much does Rockbridge Asset Management, LLC manage?
Rockbridge Asset Management, LLC reports $218,011,000 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (100% discretionary).
How have Rockbridge Asset Management, LLC's assets and staff changed since 2024?
In the Form ADV data for Rockbridge Asset Management, LLC: Regulatory assets under management: $137,891,000 in the October 2024 data and $218,011,000 in the October 2026 data, up 58%. Total employees: 3 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Rockbridge Asset Management, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (44); individuals (other than high net worth individuals) (12); pooled investment vehicles (other than investment companies and business development companies) (2).
Which custodians does Rockbridge Asset Management, LLC use?
Rockbridge Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BofA Securities, Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.
Does Rockbridge Asset Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329880
Does Rockbridge Asset Management, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 31, 2026 says: "The minimum required to open an account is $5,000,000, which may be waived by Rockbridge in its sole discretion."
What changed in Rockbridge Asset Management, LLC's recent Form ADV filings?
In the April 2026 filing data: Changed its legal name from Rockbridge Capital Management, LLC to Rockbridge Asset Management, LLC. Employees performing advisory functions went from 3 to 2. Regulatory assets under management went from $189,431,000 to $218,011,000 (+15%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $5,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The minimum required to open an account is $5,000,000, which may be waived by Rockbridge in its sole discretion.
As stated in the firm's Form ADV Part 2A brochure dated March 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$218,011,000 as of October 2026, filing dated July 16, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 4. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $218,011,000 | 4 | July 16, 2026 |
| October 2025 | $189,431,000 | 3 | March 31, 2025 |
| October 2024 | $137,891,000 | 3 | July 11, 2024 |
Regulatory assets under management: $137,891,000 in the October 2024 data and $218,011,000 in the October 2026 data, up 58%.
Total employees: 3 in October 2024 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Changed its legal name from Rockbridge Capital Management, LLC to Rockbridge Asset Management, LLC.
- Employees performing advisory functions went from 3 to 2.
- Regulatory assets under management went from $189,431,000 to $218,011,000 (+15%).
- February 2026
- Registered or notice-filed in TX.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Rockbridge Asset Management, LLC (CRD 329880): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/rockbridge-asset-management-llc-alexandria-va-329880