AdvisorCensus / Financial advisors / California / Los Angeles / Regent Properties
Regent Properties is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 1, 2026.
Quick answers
From the filingHow is Regent Properties compensated?
On its Form ADV (Item 5.E, October 2026), Regent Properties reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Regent Properties located?
Regent Properties' principal office is in Los Angeles, CA, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F).
Is Regent Properties registered with the SEC or a state?
Regent Properties is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 309360.
How much does Regent Properties manage?
Regent Properties reports $1,773,700,776 in regulatory assets under management in its Form ADV filing dated August 1, 2026 (21% discretionary).
How have Regent Properties' assets and staff changed since 2021?
In the Form ADV data for Regent Properties: Regulatory assets under management: $1,403,194,368 in the October 2021 data and $1,773,700,776 in the October 2026 data, up 26%. Total employees: 22 in October 2021 and 28 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Regent Properties serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (16).
Does Regent Properties report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309360
What changed in Regent Properties' recent Form ADV filings?
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated August 1, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$1,773,700,776 as of October 2026, filing dated August 1, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Regent Properties, LLC
- Also doing business as
- REGENT PROPERTIES - TEXAS, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2020 (6 years)
- Employees
- Total: 28. Performing investment advisory functions: 10.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the September 2026 filing
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,773,700,776 | 28 | August 1, 2026 |
| October 2025 | $1,786,628,208 | 33 | March 25, 2025 |
| October 2024 | $2,217,476,411 | 43 | March 27, 2024 |
| October 2023 | $2,252,269,213 | 39 | October 2, 2023 |
| October 2022 | $1,928,765,121 | 45 | March 30, 2022 |
| October 2021 | $1,403,194,368 | 22 | March 29, 2021 |
Regulatory assets under management: $1,403,194,368 in the October 2021 data and $1,773,700,776 in the October 2026 data, up 26%.
Total employees: 22 in October 2021 and 28 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- August 2026
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Updated its list of owners and control persons (Schedule A).
- March 2026
- Employees performing advisory functions went from 13 to 10.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Regent Properties (CRD 309360): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/regent-properties-los-angeles-ca-309360