AdvisorCensus / Financial advisors / New York / New York / Regency Wealth Management
Regency Wealth Management
Filed as REGENCY WEALTH MANAGEMENT · Legal name Hudson Capital Management LLC
Regency Wealth Management is an SEC-registered investment advisory firm in Ramsey, NJ, registered since 2011, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 17, 2026.
Quick answers
From the filingHow is Regency Wealth Management compensated?
On its Form ADV (Item 5.E, October 2026), Regency Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
What does Regency Wealth Management's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 17, 2026 states: Up to $2,500,000: 1.1% a year; $2,500,000 to $5,000,000: 0.75% a year; Above $5,000,000: 0.35% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Regency Wealth Management located?
Regency Wealth Management's principal office is in Ramsey, NJ, according to its Form ADV.
Is Regency Wealth Management registered with the SEC or a state?
Regency Wealth Management is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 131208.
How much does Regency Wealth Management manage?
Regency Wealth Management reports $642,604,900 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (96% discretionary).
How have Regency Wealth Management's assets and staff changed since 2021?
In the Form ADV data for Regency Wealth Management: Regulatory assets under management: $378,494,874 in the October 2021 data and $642,604,900 in the October 2026 data, up 70%. Total employees: 7 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Regency Wealth Management serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (184); individuals (other than high net worth individuals) (103); charitable organizations (18).
Which custodians does Regency Wealth Management use?
Regency Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.
Does Regency Wealth Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/131208
What changed in Regency Wealth Management's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 5 to 4. Regulatory assets under management went from $538,263,465 to $642,604,900 (+19%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $2,500,000 | 1.1% |
| $2,500,000 to $5,000,000 | 0.75% |
| Above $5,000,000 | 0.35% |
The brochure's wording
The annual fee for Wealth Management, Investment Advisory Services and Retirement Plan Consulting will be charged as a percentage of assets under management, according to the following schedule:
Up to $2.5 million 1.10% on the next $2.5 million up to $5 million 0.75% on balances over $5 million 0.35%
As stated in the firm's Form ADV Part 2A brochure dated March 17, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$642,604,900 as of October 2026, filing dated March 17, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Legal name
- Hudson Capital Management LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2011 (15 years)
- Employees
- Total: 8. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
7 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $642,604,900 | 8 | March 17, 2026 |
| October 2025 | $538,263,465 | 10 | March 26, 2025 |
| October 2024 | $484,587,182 | 10 | April 19, 2024 |
| October 2023 | $448,324,293 | 9 | March 14, 2023 |
| October 2022 | $416,257,522 | 8 | March 16, 2022 |
| October 2021 | $378,494,874 | 7 | March 11, 2021 |
Regulatory assets under management: $378,494,874 in the October 2021 data and $642,604,900 in the October 2026 data, up 70%.
Total employees: 7 in October 2021 and 8 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 5 to 4.
- Regulatory assets under management went from $538,263,465 to $642,604,900 (+19%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Regency Wealth Management (CRD 131208): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/regency-wealth-management-ramsey-nj-131208