AdvisorCensus / Financial advisors / Tennessee / Nashville / Quants Compete
Quants Compete is a state-registered investment advisory firm in Brentwood, TN, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 13, 2026.
Quick answers
From the filingHow is Quants Compete compensated?
On its Form ADV (Item 5.E, October 2026), Quants Compete reports these compensation arrangements: a percentage of assets under its management.
Where is Quants Compete located?
Quants Compete's principal office is in Brentwood, TN, according to its Form ADV.
Is Quants Compete registered with the SEC or a state?
Quants Compete is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 313310.
How much does Quants Compete manage?
Quants Compete reports $1,369,077 in regulatory assets under management in its Form ADV filing dated July 13, 2026 (100% discretionary).
How have Quants Compete's assets and staff changed since 2021?
In the Form ADV data for Quants Compete: Regulatory assets under management: $0 in the October 2021 data and $1,369,077 in the October 2026 data. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Quants Compete serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (14).
Does Quants Compete report any disciplinary disclosures?
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/313310
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$1,369,077 as of October 2026, filing dated July 13, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Rockettrader Inc.
- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2025 (1 year)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 112 Reports 2 disclosure items on Form ADV Item 11. View on IAPD.
Questions answered yes on this filing
Regulatory matters Items 11.C to 11.G
- 11.D(2) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4) In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,369,077 | 1 | July 13, 2026 |
| October 2024 | $1,750,000 | 1 | March 26, 2024 |
| October 2023 | $250,000 | 1 | March 27, 2023 |
| October 2022 | $0 | 1 | March 28, 2022 |
| October 2021 | $0 | 1 | June 25, 2021 |
Regulatory assets under management: $0 in the October 2021 data and $1,369,077 in the October 2026 data.
Total employees: 1 in October 2021 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Quants Compete (CRD 313310): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/quants-compete-brentwood-tn-313310