AdvisorCensus / Financial advisors / Proventus AG
Proventus AG is an SEC-registered investment advisory firm in Zurich, Switzerland, registered since 2013, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 26, 2026.
Quick answers
From the filingHow is Proventus AG compensated?
On its Form ADV (Item 5.E, October 2026), Proventus AG reports these compensation arrangements: a percentage of assets under its management.
How much does Proventus AG charge?
Its Form ADV Part 2A brochure dated February 26, 2026 states: Asset-based fee: 0.2% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Proventus AG located?
Proventus AG's principal office is in Zurich, Switzerland, according to its Form ADV.
Is Proventus AG registered with the SEC or a state?
Proventus AG is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 167142.
How much does Proventus AG manage?
Proventus AG reports $807,168,005 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (100% discretionary).
How have Proventus AG's assets and staff changed since 2021?
In the Form ADV data for Proventus AG: Regulatory assets under management: $723,029,000 in the October 2021 data and $807,168,005 in the October 2026 data, up 12%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Proventus AG serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (48); individuals (other than high net worth individuals) (30); charitable organizations (10).
Which custodians does Proventus AG use?
Proventus AG's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank Julius BAR, Bank Vontobel, BW Bank and Zurcher Kantonalbank as custodians holding 10% or more of its separately managed account assets.
Does Proventus AG report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167142
Does Proventus AG state an account minimum?
Its Form ADV Part 2A brochure dated February 26, 2026 says: "Generally, Proventus Ltd prefers its client relationships to have a minimum of $ 1,000,000 of assets under management."
What changed in Proventus AG's recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $644,319,936 to $807,168,005 (+25%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.2% to 1% a year (a range, as the brochure states it)
The brochure's wording
The annual fees range between 0.2% to 1% of AUM, depending on the size and complexity of the mandate.
Account minimum: $1,000,000
The brochure's wording
Generally, Proventus Ltd prefers its client relationships to have a minimum of $ 1,000,000 of assets under management.
Minimum annual fee: None
The brochure's wording
There is no minimum annual fee.
As stated in the firm's Form ADV Part 2A brochure dated February 26, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$807,168,005 as of October 2026, filing dated February 26, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
Registration and firm details
Items 1, 2, 5- Legal name
- Proventus AG Vermögensverwaltung
- Also doing business as
- PROVENTUS LTD.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2013 (13 years)
- Employees
- Total: 6. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $807,168,005 | 6 | February 26, 2026 |
| October 2025 | $644,319,936 | 6 | February 27, 2025 |
| October 2024 | $644,687,000 | 6 | March 11, 2024 |
| October 2023 | $605,141,000 | 6 | March 20, 2023 |
| October 2022 | $721,998,000 | 6 | September 27, 2022 |
| October 2021 | $723,029,000 | 6 | March 5, 2021 |
Regulatory assets under management: $723,029,000 in the October 2021 data and $807,168,005 in the October 2026 data, up 12%.
Total employees: 6 in October 2021 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $644,319,936 to $807,168,005 (+25%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Proventus AG (CRD 167142): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/proventus-ag-zurich-167142