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Positive Selection Investment Management, LLC
Filed as POSITIVE SELECTION INVESTMENT MANAGEMENT, LLC
Positive Selection Investment Management, LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 30, 2026.
Quick answers
From the filingHow is Positive Selection Investment Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Positive Selection Investment Management, LLC reports these compensation arrangements: performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Positive Selection Investment Management, LLC located?
Positive Selection Investment Management, LLC's principal office is in Greenwich, CT, according to its Form ADV.
Is Positive Selection Investment Management, LLC registered with the SEC or a state?
Positive Selection Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 331469.
How much does Positive Selection Investment Management, LLC manage?
Positive Selection Investment Management, LLC reports $479,205,974 in regulatory assets under management in its Form ADV filing dated September 30, 2026 (100% discretionary).
How have Positive Selection Investment Management, LLC's assets and staff changed since 2024?
In the Form ADV data for Positive Selection Investment Management, LLC: Regulatory assets under management: $500,000,000 in the October 2024 data and $479,205,974 in the October 2026 data, down 4%. Total employees: 3 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Positive Selection Investment Management, LLC serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).
Does Positive Selection Investment Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331469
What changed in Positive Selection Investment Management, LLC's recent Form ADV filings?
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 26, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$479,205,974 as of October 2026, filing dated September 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 4. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $479,205,974 | 4 | September 30, 2026 |
| October 2025 | $496,450,044 | 4 | March 27, 2025 |
| October 2024 | $500,000,000 | 3 | June 28, 2024 |
Regulatory assets under management: $500,000,000 in the October 2024 data and $479,205,974 in the October 2026 data, down 4%.
Total employees: 3 in October 2024 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Positive Selection Investment Management, LLC (CRD 331469): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/positive-selection-investment-management-llc-greenwich-ct-331469