AdvisorCensus / Financial advisors / Poket Financial, LLC
Poket Financial, LLC
Filed as POKET FINANCIAL, LLC
Poket Financial, LLC is an SEC-registered investment advisory firm in Ciudad de Buenos Aires 1414, Argentina, registered since 2015, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 3, 2026.
Quick answers
From the filingHow is Poket Financial, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Poket Financial, LLC reports these compensation arrangements: a percentage of assets under its management.
How much does Poket Financial, LLC charge?
Its Form ADV Part 2A brochure dated April 3, 2026 states: Asset-based fee: 0.1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Poket Financial, LLC located?
Poket Financial, LLC's principal office is in Ciudad de Buenos Aires 1414, Argentina, according to its Form ADV.
Is Poket Financial, LLC registered with the SEC or a state?
Poket Financial, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 221523.
How much does Poket Financial, LLC manage?
Poket Financial, LLC reports $760,000 in regulatory assets under management in its Form ADV filing dated April 3, 2026 (100% discretionary).
How have Poket Financial, LLC's assets and staff changed since 2021?
In the Form ADV data for Poket Financial, LLC: Regulatory assets under management: $0 in the October 2021 data and $760,000 in the October 2026 data. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Poket Financial, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (8).
Does Poket Financial, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/221523
Does Poket Financial, LLC state an account minimum?
Its Form ADV Part 2A brochure dated April 3, 2026 says: "The minimum account size that shall be accepted by Poket is one thousand U.S. dollars (USD $1,000) and the Client may add to or withdraw funds from its investment account in increments of one thousand U.S. dollars (USD $1,000) at any time, with no minimum subsequent investment amount."
What changed in Poket Financial, LLC's recent Form ADV filings?
In the May 2026 filing data: Regulatory assets under management went from $453,247 to $760,000 (+68%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.1% of assets a year
The brochure's wording
It’s a monthly fee of 0.1% of the AUM of the client. The Management Fee is applied and payable on a monthly basis.
Account minimum: $1,000
The brochure's wording
The minimum account size that shall be accepted by Poket is one thousand U.S. dollars (USD $1,000) and the Client may add to or withdraw funds from its investment account in increments of one thousand U.S. dollars (USD $1,000) at any time, with no minimum subsequent investment amount.
As stated in the firm's Form ADV Part 2A brochure dated April 3, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$760,000 as of October 2026, filing dated April 3, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2015 (11 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $760,000 | 1 | April 3, 2026 |
| October 2025 | $453,247 | 1 | March 28, 2025 |
| October 2024 | $244,038 | 1 | March 31, 2024 |
| October 2023 | Not reported | 1 | March 30, 2023 |
| October 2022 | Not reported | 1 | May 27, 2022 |
| October 2021 | $0 | 1 | March 3, 2021 |
Regulatory assets under management: $0 in the October 2021 data and $760,000 in the October 2026 data.
Total employees: 1 in October 2021 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- May 2026
- Regulatory assets under management went from $453,247 to $760,000 (+68%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Poket Financial, LLC (CRD 221523): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/poket-financial-llc-ciudad-de-buenos-aires-1414-221523