AdvisorCensus / Financial advisors / New Jersey / Trenton / Pionex Investments Inc.
Pionex Investments Inc. is an SEC-registered investment advisory firm in Princeton, NJ, registered since 2022, with no regulatory assets under management reported in its Form ADV filing dated February 6, 2026.
Quick answers
From the filingHow is Pionex Investments Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Pionex Investments Inc. reports these compensation arrangements: a percentage of assets under its management.
Where is Pionex Investments Inc. located?
Pionex Investments Inc.'s principal office is in Princeton, NJ, according to its Form ADV.
Is Pionex Investments Inc. registered with the SEC or a state?
Pionex Investments Inc. is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 318475.
How have Pionex Investments Inc.'s assets and staff changed since 2022?
In the Form ADV data for Pionex Investments Inc.: Regulatory assets under management: $20,000 in the October 2023 data and $0 in the October 2025 data, down 100%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Pionex Investments Inc. serve?
By number of clients on Form ADV Item 5.D: business development companies (1).
Does Pionex Investments Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/318475
What changed in Pionex Investments Inc.'s recent Form ADV filings?
In the November 2025 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated February 6, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2022 (4 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | Not reported | 1 | February 6, 2026 |
| October 2025 | $0 | 1 | March 10, 2025 |
| October 2024 | $20,000 | 1 | February 14, 2024 |
| October 2023 | $20,000 | 1 | March 22, 2023 |
| October 2022 | Not reported | 1 | May 24, 2022 |
Regulatory assets under management: $20,000 in the October 2023 data and $0 in the October 2025 data, down 100%.
Total employees: 1 in October 2022 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- November 2025
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Pionex Investments Inc. (CRD 318475): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/pionex-investments-inc-princeton-nj-318475