AdvisorCensus / Financial advisors / District of Columbia / Washington / Piedmont Wealth Advisory
Piedmont Wealth Advisory
Filed as PIEDMONT WEALTH ADVISORY · Legal name Oak Barrel Wealth Advisory LLC
Piedmont Wealth Advisory is an SEC-registered investment advisory firm in Reston, VA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 2, 2026.
Quick answers
From the filingHow is Piedmont Wealth Advisory compensated?
On its Form ADV (Item 5.E, October 2026), Piedmont Wealth Advisory reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Piedmont Wealth Advisory located?
Piedmont Wealth Advisory's principal office is in Reston, VA, according to its Form ADV.
Is Piedmont Wealth Advisory registered with the SEC or a state?
Piedmont Wealth Advisory is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 333693.
How much does Piedmont Wealth Advisory manage?
Piedmont Wealth Advisory reports $353,748,214 in regulatory assets under management in its Form ADV filing dated September 2, 2026 (100% discretionary).
How have Piedmont Wealth Advisory's assets and staff changed since 2025?
In the Form ADV data for Piedmont Wealth Advisory: Regulatory assets under management: $267,813,718 in the October 2025 data and $353,748,214 in the October 2026 data, up 32%. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Piedmont Wealth Advisory serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (112); high net worth individuals (103).
Which custodians does Piedmont Wealth Advisory use?
Piedmont Wealth Advisory's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James Financial Services, Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Piedmont Wealth Advisory report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333693
What changed in Piedmont Wealth Advisory's recent Form ADV filings?
In the October 2026 filing data: Registered or notice-filed in NH, OH, TX.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AMinimum annual fee: $2,500
The brochure's wording
All Clients will be charged a minimum annual fee of $2,500.
Piedmont Wealth Advisory generally requires a minimum annual fee of $2,500 to effectively implement its wealth management services.
As stated in the firm's Form ADV Part 2A brochure dated January 22, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$353,748,214 as of October 2026, filing dated September 2, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Oak Barrel Wealth Advisory LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (1 year)
- Employees
- Total: 3. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
11 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $353,748,214 | 3 | September 2, 2026 |
| October 2025 | $267,813,718 | 3 | March 5, 2025 |
Regulatory assets under management: $267,813,718 in the October 2025 data and $353,748,214 in the October 2026 data, up 32%.
Total employees: 3 in October 2025 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Registered or notice-filed in NH, OH, TX.
- February 2026
- Regulatory assets under management went from $267,813,718 to $353,748,214 (+32%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Piedmont Wealth Advisory (CRD 333693): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/piedmont-wealth-advisory-reston-va-333693