AdvisorCensus / Financial advisors / PGP Wealth Services, LLC
PGP Wealth Services, LLC is a state-registered investment advisory firm, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 10, 2026.
Quick answers
From the filingHow is PGP Wealth Services, LLC compensated?
On its Form ADV (Item 5.E, October 2026), PGP Wealth Services, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Is PGP Wealth Services, LLC registered with the SEC or a state?
PGP Wealth Services, LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 151373.
How much does PGP Wealth Services, LLC manage?
PGP Wealth Services, LLC reports $79,193,216 in regulatory assets under management in its Form ADV filing dated June 10, 2026 (100% discretionary).
How have PGP Wealth Services, LLC's assets and staff changed since 2022?
In the Form ADV data for PGP Wealth Services, LLC: Regulatory assets under management: $110,285,294 in the October 2022 data and $79,193,216 in the October 2026 data, down 28%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does PGP Wealth Services, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (32); individuals (other than high net worth individuals) (20).
Does PGP Wealth Services, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/151373
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$79,193,216 as of October 2026, filing dated June 10, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
Registration and firm details
Items 1, 2, 5- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2024 (2 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
2 states or jurisdictions
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $79,193,216 | 1 | June 10, 2026 |
| October 2023 | $91,742,000 | 1 | February 8, 2023 |
| October 2022 | $110,285,294 | 1 | September 12, 2022 |
Regulatory assets under management: $110,285,294 in the October 2022 data and $79,193,216 in the October 2026 data, down 28%.
Total employees: 1 in October 2022 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. PGP Wealth Services, LLC (CRD 151373): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/pgp-wealth-services-llc-151373