AdvisorCensus / Financial advisors / Pgim Limited
Pgim Limited is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 25, 2026.
Quick answers
From the filingHow is Pgim Limited compensated?
On its Form ADV (Item 5.E, October 2026), Pgim Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Pgim Limited located?
Pgim Limited's principal office is in London, United Kingdom, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Pgim Limited registered with the SEC or a state?
Pgim Limited is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160005.
How much does Pgim Limited manage?
Pgim Limited reports $76,451,725,569 in regulatory assets under management in its Form ADV filing dated August 25, 2026 (100% discretionary).
How have Pgim Limited's assets and staff changed since 2021?
In the Form ADV data for Pgim Limited: Regulatory assets under management: $104,985,481,244 in the October 2021 data and $76,451,725,569 in the October 2026 data, down 27%. Total employees: 233 in October 2021 and 299 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Pgim Limited serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (92); pension and profit sharing plans (but not the plan participants or government pension plans) (71); investment companies (31).
Which custodians does Pgim Limited use?
Pgim Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citibank, JP Morgan Chase Bank N.A, Northern Trust and The Bank of New York Mellon as custodians holding 10% or more of its separately managed account assets.
Does Pgim Limited report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160005
What changed in Pgim Limited's recent Form ADV filings?
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 27, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$76,451,725,569 as of October 2026, filing dated August 25, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Also doing business as
- PGIM CREDIT, PGIM FIXED INCOME, PGIM GLOBAL WEALTH, PGIM INVESTMENTS INTERNATIONAL, PGIM PUBLIC & PRIVATE FIXED INCOME
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2012 (14 years)
- Employees
- Total: 299. Performing investment advisory functions: 146.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the September 2026 filing
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $76,451,725,569 | 299 | August 25, 2026 |
| October 2025 | $65,204,857,383 | 331 | March 28, 2025 |
| October 2024 | $64,437,765,561 | 336 | March 29, 2024 |
| October 2023 | $59,417,764,917 | 293 | March 30, 2023 |
| October 2022 | $62,873,571,059 | 240 | September 30, 2022 |
| October 2021 | $104,985,481,244 | 233 | March 30, 2021 |
Regulatory assets under management: $104,985,481,244 in the October 2021 data and $76,451,725,569 in the October 2026 data, down 27%.
Total employees: 233 in October 2021 and 299 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- September 2026
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Added the business name Pgim Public & Private Fixed Income.
- Added the business name Pgim Global Wealth.
- Added the business name Pgim Credit.
- Employees performing advisory functions went from 150 to 146.
- Regulatory assets under management went from $65,204,857,383 to $76,451,725,569 (+17%).
- Changed its office addresses in Zurich.
- No longer lists an office in Milan.
- Updated its list of owners and control persons (Schedule A).
- February 2026
- Updated its list of owners and control persons (Schedule A).
- January 2026
- Updated its list of owners and control persons (Schedule A).
- November 2025
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Pgim Limited (CRD 160005): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/pgim-limited-london-160005