AdvisorCensus / Financial advisors / California / San Francisco / Peakview Capital
Peakview Capital is an SEC-registered investment advisory firm in Menlo Park, CA, registered since 2023, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 1, 2026.
Quick answers
From the filingHow is Peakview Capital compensated?
On its Form ADV (Item 5.E, October 2026), Peakview Capital reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.
Where is Peakview Capital located?
Peakview Capital's principal office is in Menlo Park, CA, according to its Form ADV.
Is Peakview Capital registered with the SEC or a state?
Peakview Capital is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 305663.
How much does Peakview Capital manage?
Peakview Capital reports $646,434,068 in regulatory assets under management in its Form ADV filing dated June 1, 2026 (63% discretionary).
How have Peakview Capital's assets and staff changed since 2023?
In the Form ADV data for Peakview Capital: Regulatory assets under management: $504,933,327 in the October 2023 data and $646,434,068 in the October 2026 data, up 28%. Total employees: 8 in October 2023 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Peakview Capital serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10).
Does Peakview Capital report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305663
What changed in Peakview Capital's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 6 to 5.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated June 1, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$646,434,068 as of October 2026, filing dated June 1, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Legal name
- Peakview Management, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2023 (3 years)
- Employees
- Total: 5. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $646,434,068 | 5 | June 1, 2026 |
| October 2025 | $568,339,573 | 6 | May 28, 2025 |
| October 2024 | $530,685,016 | 7 | May 8, 2024 |
| October 2023 | $504,933,327 | 8 | June 16, 2023 |
Regulatory assets under management: $504,933,327 in the October 2023 data and $646,434,068 in the October 2026 data, up 28%.
Total employees: 8 in October 2023 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 6 to 5.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Peakview Capital (CRD 305663): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/peakview-capital-menlo-park-ca-305663