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Paradigm Asset Management
Filed as PARADIGM ASSET MANAGEMENT · Legal name Paradigm Asset Management Company, L.L.C.
Paradigm Asset Management is an SEC-registered investment advisory firm in White Plains, NY, registered since 1995, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is Paradigm Asset Management compensated?
On its Form ADV (Item 5.E, October 2026), Paradigm Asset Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Paradigm Asset Management located?
Paradigm Asset Management's principal office is in White Plains, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Paradigm Asset Management registered with the SEC or a state?
Paradigm Asset Management is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 111479.
How much does Paradigm Asset Management manage?
Paradigm Asset Management reports $441,717,174 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).
How have Paradigm Asset Management's assets and staff changed since 2021?
In the Form ADV data for Paradigm Asset Management: Regulatory assets under management: $381,715,269 in the October 2021 data and $441,717,174 in the October 2026 data, up 16%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Paradigm Asset Management serve?
By number of clients on Form ADV Item 5.D: state or municipal government entities (including government pension plans) (7).
Which custodians does Paradigm Asset Management use?
Paradigm Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Amalgamated Bank, BNY Mellon Securities Corporation, Northern Trust Securities, Inc., Pennhaven Brokerage Partners, LLC and State Street Global Markets, LLC as custodians holding 10% or more of its separately managed account assets.
Does Paradigm Asset Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111479
What changed in Paradigm Asset Management's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $372,543,618 to $441,717,174 (+19%). Added an office in New York, NY.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated March 30, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$441,717,174 as of October 2026, filing dated March 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Legal name
- Paradigm Asset Management Company, L.L.C.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1995 (31 years)
- Employees
- Total: 5. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the April 2026 filing
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $441,717,174 | 5 | March 30, 2026 |
| October 2025 | $372,543,618 | 5 | March 20, 2025 |
| October 2024 | $386,427,727 | 5 | March 29, 2024 |
| October 2023 | $373,768,631 | 5 | May 19, 2023 |
| October 2022 | $410,029,542 | 5 | March 30, 2022 |
| October 2021 | $381,715,269 | 5 | March 31, 2021 |
Regulatory assets under management: $381,715,269 in the October 2021 data and $441,717,174 in the October 2026 data, up 16%.
Total employees: 5 in October 2021 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $372,543,618 to $441,717,174 (+19%).
- Added an office in New York, NY.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Paradigm Asset Management (CRD 111479): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/paradigm-asset-management-white-plains-ny-111479