AdvisorCensus / Financial advisors / Overseas Capital Management LLC
Overseas Capital Management LLC is an SEC-registered investment advisory firm in Jing An District, Shanghai, China, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is Overseas Capital Management LLC compensated?
On its Form ADV (Item 5.E, October 2026), Overseas Capital Management LLC reports these compensation arrangements: a percentage of assets under its management.
How much does Overseas Capital Management LLC charge?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Up to $500,000: 1.45% a year; $500,001 to $1,000,000: 1.3% a year; $1,000,001 to $2,500,000: 1.15% a year; $2,500,001 to $5,000,000: 1.05% a year; Above $5,000,001: 0.95% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Overseas Capital Management LLC located?
Overseas Capital Management LLC's principal office is in Jing An District, Shanghai, China, according to its Form ADV.
Is Overseas Capital Management LLC registered with the SEC or a state?
Overseas Capital Management LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 318243.
How much does Overseas Capital Management LLC manage?
Overseas Capital Management LLC reports $13,568,283 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).
How have Overseas Capital Management LLC's assets and staff changed since 2022?
In the Form ADV data for Overseas Capital Management LLC: Regulatory assets under management: $4,304,000 in the October 2022 data and $13,568,283 in the October 2026 data, up 215%. Total employees: 2 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Overseas Capital Management LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (24); high net worth individuals (13).
Which custodians does Overseas Capital Management LLC use?
Overseas Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets.
Does Overseas Capital Management LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/318243
What changed in Overseas Capital Management LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $8,637,632 to $13,568,283 (+57%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $500,000 | 1.45% |
| $500,001 to $1,000,000 | 1.3% |
| $1,000,001 to $2,500,000 | 1.15% |
| $2,500,001 to $5,000,000 | 1.05% |
| Above $5,000,001 | 0.95% |
The brochure's wording
OCM charges clients an annualized asset-based fee ranging from 0.95% to 1.45% of each client’s assets under management, billed and payable monthly in arrears.
$500,000 or less 1.45% $500,001 - $1,000,000 1.30% $1,000,001 - $2,500,000 1.15% $2,500,001 - $5,000,000 1.05% Over $5,000,001 0.95%
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$13,568,283 as of October 2026, filing dated March 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2022 (4 years)
- Employees
- Total: 3. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $13,568,283 | 3 | March 30, 2026 |
| October 2025 | $8,637,632 | 3 | April 27, 2025 |
| October 2024 | $7,966,435 | 3 | March 17, 2024 |
| October 2023 | $3,381,625 | 2 | March 29, 2023 |
| October 2022 | $4,304,000 | 2 | August 30, 2022 |
Regulatory assets under management: $4,304,000 in the October 2022 data and $13,568,283 in the October 2026 data, up 215%.
Total employees: 2 in October 2022 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $8,637,632 to $13,568,283 (+57%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Overseas Capital Management LLC (CRD 318243): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/overseas-capital-management-llc-jing-an-district-shanghai-318243