AdvisorCensus / Financial advisors / Georgia / Atlanta / Overlay Management, LLC
Overlay Management, LLC is an SEC-registered investment advisory firm in Alpharetta, GA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 28, 2026.
Quick answers
From the filingHow is Overlay Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Overlay Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.
How much does Overlay Management, LLC charge?
Its Form ADV Part 2A brochure dated April 1, 2026 states: Asset-based fee: 1% to 2.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Overlay Management, LLC located?
Overlay Management, LLC's principal office is in Alpharetta, GA, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Overlay Management, LLC registered with the SEC or a state?
Overlay Management, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 324401.
How much does Overlay Management, LLC manage?
Overlay Management, LLC reports $168,634,170 in regulatory assets under management in its Form ADV filing dated April 28, 2026 (100% discretionary).
What types of clients does Overlay Management, LLC serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (41).
Does Overlay Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/324401
What changed in Overlay Management, LLC's recent Form ADV filings?
In the June 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 1% to 2.5% a year (a range, as the brochure states it)
The brochure's wording
The Firm charges an annual management fee of between 1.00 and 2.50% of total committed or invested capital; the actual fee is specified in each Fund’s offering documents, and side letter agreements may result in lower fees.
As stated in the firm's Form ADV Part 2A brochure dated April 1, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$168,634,170 as of October 2026, filing dated April 28, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Also doing business as
- OVERLAY CAPITAL
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 16. Performing investment advisory functions: 8.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the May 2026 filing
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- June 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Overlay Management, LLC (CRD 324401): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/overlay-management-llc-alpharetta-ga-324401