AdvisorCensus / Financial advisors / Omega Advisers, LLC.
Omega Advisers, LLC. is an SEC-registered investment advisory firm, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 22, 2026.
Quick answers
From the filingHow is Omega Advisers, LLC. compensated?
On its Form ADV (Item 5.E, October 2026), Omega Advisers, LLC. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
How much does Omega Advisers, LLC. charge?
Its Form ADV Part 2A brochure dated May 1, 2026 states: Asset-based fee: up to 5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Is Omega Advisers, LLC. registered with the SEC or a state?
Omega Advisers, LLC. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 291076.
How much does Omega Advisers, LLC. manage?
Omega Advisers, LLC. reports $13,622,019 in regulatory assets under management in its Form ADV filing dated July 22, 2026 (100% discretionary).
How have Omega Advisers, LLC.'s assets and staff changed since 2021?
In the Form ADV data for Omega Advisers, LLC.: Regulatory assets under management: $0 in the October 2021 data and $13,622,019 in the October 2026 data. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Omega Advisers, LLC. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (25); corporations or other businesses not listed above (4); other investment advisers (1).
Does Omega Advisers, LLC. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/291076
Does Omega Advisers, LLC. state an account minimum?
Its Form ADV Part 2A brochure dated May 1, 2026 says: "The minimum account size that shall be accepted by Omega Advisers is two thousand U.S. dollars (USD $2,000.00)" "Omega Advisers can waive the minimum account size in its sole discretion."
What changed in Omega Advisers, LLC.'s recent Form ADV filings?
In the June 2026 filing data: Regulatory assets under management went from $10,160,000 to $13,622,019 (+34%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 5% of assets a year (the maximum the brochure states)
The brochure's wording
The Management Fee equals a maximum of five percent (5%) monthly and is calculated daily.
These fees are generally negotiable and the final fee schedule is attached as Exhibit II of the IAC.
Account minimum: $2,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The minimum account size that shall be accepted by Omega Advisers is two thousand U.S. dollars (USD $2,000.00)
Omega Advisers can waive the minimum account size in its sole discretion.
As stated in the firm's Form ADV Part 2A brochure dated May 1, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$13,622,019 as of October 2026, filing dated July 22, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2018 (8 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $13,622,019 | 1 | July 22, 2026 |
| October 2025 | $10,160,000 | 1 | March 31, 2025 |
| October 2024 | $45,421 | 1 | March 30, 2024 |
| October 2023 | $250,000 | 1 | March 27, 2023 |
| October 2022 | $0 | 1 | July 2, 2020 |
| October 2021 | $0 | 1 | July 2, 2020 |
Regulatory assets under management: $0 in the October 2021 data and $13,622,019 in the October 2026 data.
Total employees: 1 in October 2021 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- June 2026
- Regulatory assets under management went from $10,160,000 to $13,622,019 (+34%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Omega Advisers, LLC. (CRD 291076): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/omega-advisers-llc-291076