AdvisorCensus / Financial advisors / North Carolina / Rocky Mount / OBP Capital
OBP Capital
Filed as OBP CAPITAL · Legal name OBP Capital LLC
OBP Capital is an SEC-registered investment advisory firm in Rocky Mount, NC, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 26, 2026.
Quick answers
From the filingHow is OBP Capital compensated?
On its Form ADV (Item 5.E, October 2026), OBP Capital reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is OBP Capital located?
OBP Capital's principal office is in Rocky Mount, NC, according to its Form ADV.
Is OBP Capital registered with the SEC or a state?
OBP Capital is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 167619.
How much does OBP Capital manage?
OBP Capital reports $168,840,607 in regulatory assets under management in its Form ADV filing dated May 26, 2026 (100% discretionary).
How have OBP Capital's assets and staff changed since 2021?
In the Form ADV data for OBP Capital: Regulatory assets under management: $250,743,980 in the October 2021 data and $168,840,607 in the October 2026 data, down 33%. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does OBP Capital serve?
By number of clients on Form ADV Item 5.D: investment companies (5).
Does OBP Capital report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167619
What changed in OBP Capital's recent Form ADV filings?
In the June 2026 filing data: Regulatory assets under management went from $78,500,605 to $168,840,607 (+115%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$168,840,607 as of October 2026, filing dated May 26, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- OBP Capital LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2014 (12 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $168,840,607 | 2 | May 26, 2026 |
| October 2025 | $78,500,605 | 2 | May 19, 2025 |
| October 2024 | $77,367,949 | 2 | May 22, 2024 |
| October 2023 | $117,469,789 | 2 | May 31, 2023 |
| October 2022 | $177,700,358 | 1 | June 27, 2022 |
| October 2021 | $250,743,980 | 1 | May 27, 2021 |
Regulatory assets under management: $250,743,980 in the October 2021 data and $168,840,607 in the October 2026 data, down 33%.
Total employees: 1 in October 2021 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- June 2026
- Regulatory assets under management went from $78,500,605 to $168,840,607 (+115%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. OBP Capital (CRD 167619): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/obp-capital-rocky-mount-nc-167619