AdvisorCensus / Financial advisors / Newgen Asset Management Limited
Newgen Asset Management Limited is an SEC-registered investment advisory firm in Toronto, Ontario, Canada, registered since 2019, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated January 29, 2026.
Quick answers
From the filingHow is Newgen Asset Management Limited compensated?
On its Form ADV (Item 5.E, October 2026), Newgen Asset Management Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Newgen Asset Management Limited located?
Newgen Asset Management Limited's principal office is in Toronto, Ontario, Canada, according to its Form ADV.
Is Newgen Asset Management Limited registered with the SEC or a state?
Newgen Asset Management Limited is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 163822.
How much does Newgen Asset Management Limited manage?
Newgen Asset Management Limited reports $774,830,666 in regulatory assets under management in its Form ADV filing dated January 29, 2026 (100% discretionary).
How have Newgen Asset Management Limited's assets and staff changed since 2021?
In the Form ADV data for Newgen Asset Management Limited: Regulatory assets under management: $898,288,576 in the October 2021 data and $774,830,666 in the October 2026 data, down 14%. Total employees: 8 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Newgen Asset Management Limited serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (8); investment companies (1).
Does Newgen Asset Management Limited report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/163822
What changed in Newgen Asset Management Limited's recent Form ADV filings?
In the February 2026 filing data: Regulatory assets under management went from $652,052,533 to $774,830,666 (+19%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated January 29, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$774,830,666 as of October 2026, filing dated January 29, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2019 (7 years)
- Employees
- Total: 13. Performing investment advisory functions: 8.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $774,830,666 | 13 | January 29, 2026 |
| October 2025 | $652,052,533 | 13 | January 29, 2025 |
| October 2024 | $522,579,097 | 13 | May 25, 2024 |
| October 2023 | $986,717,272 | 13 | February 1, 2023 |
| October 2022 | $1,012,024,792 | 9 | January 26, 2022 |
| October 2021 | $898,288,576 | 8 | January 27, 2021 |
Regulatory assets under management: $898,288,576 in the October 2021 data and $774,830,666 in the October 2026 data, down 14%.
Total employees: 8 in October 2021 and 13 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- February 2026
- Regulatory assets under management went from $652,052,533 to $774,830,666 (+19%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Newgen Asset Management Limited (CRD 163822): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/newgen-asset-management-limited-toronto-ontario-163822