AdvisorCensus / Financial advisors / Neumann Advisory Hong Kong Limited
Neumann Advisory Hong Kong Limited is an SEC-registered investment advisory firm in Hong Kong, Hong Kong, registered since 2020, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 23, 2026.
Quick answers
From the filingHow is Neumann Advisory Hong Kong Limited compensated?
On its Form ADV (Item 5.E, October 2026), Neumann Advisory Hong Kong Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Neumann Advisory Hong Kong Limited located?
Neumann Advisory Hong Kong Limited's principal office is in Hong Kong, Hong Kong, according to its Form ADV.
Is Neumann Advisory Hong Kong Limited registered with the SEC or a state?
Neumann Advisory Hong Kong Limited is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 284666.
How much does Neumann Advisory Hong Kong Limited manage?
Neumann Advisory Hong Kong Limited reports $622,945,968 in regulatory assets under management in its Form ADV filing dated February 23, 2026 (100% discretionary).
How have Neumann Advisory Hong Kong Limited's assets and staff changed since 2021?
In the Form ADV data for Neumann Advisory Hong Kong Limited: Regulatory assets under management: $693,872,351 in the October 2021 data and $622,945,968 in the October 2026 data, down 10%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Neumann Advisory Hong Kong Limited serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2).
Does Neumann Advisory Hong Kong Limited report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284666
What changed in Neumann Advisory Hong Kong Limited's recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $505,131,111 to $622,945,968 (+23%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated February 23, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$622,945,968 as of October 2026, filing dated February 23, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2020 (6 years)
- Employees
- Total: 5. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $622,945,968 | 5 | February 23, 2026 |
| October 2025 | $505,131,111 | 5 | March 10, 2025 |
| October 2024 | $452,387,455 | 5 | March 18, 2024 |
| October 2023 | $371,261,505 | 4 | March 27, 2023 |
| October 2022 | $754,688,059 | 4 | April 19, 2022 |
| October 2021 | $693,872,351 | 4 | March 16, 2021 |
Regulatory assets under management: $693,872,351 in the October 2021 data and $622,945,968 in the October 2026 data, down 10%.
Total employees: 4 in October 2021 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $505,131,111 to $622,945,968 (+23%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Neumann Advisory Hong Kong Limited (CRD 284666): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/neumann-advisory-hong-kong-limited-hong-kong-284666