AdvisorCensus / Financial advisors / Pennsylvania / State College / Nestlerode & LOY, Inc.
Nestlerode & LOY, Inc. is an SEC-registered investment advisory firm in State College, PA, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated December 23, 2025.
Quick answers
From the filingHow is Nestlerode & LOY, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Nestlerode & LOY, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Nestlerode & LOY, Inc. located?
Nestlerode & LOY, Inc.'s principal office is in State College, PA, according to its Form ADV.
Is Nestlerode & LOY, Inc. registered with the SEC or a state?
Nestlerode & LOY, Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 2907.
How much does Nestlerode & LOY, Inc. manage?
Nestlerode & LOY, Inc. reports $199,064,720 in regulatory assets under management in its Form ADV filing dated December 23, 2025 (100% discretionary).
How have Nestlerode & LOY, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Nestlerode & LOY, Inc.: Regulatory assets under management: $143,280,313 in the October 2021 data and $199,064,720 in the October 2026 data, up 39%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Nestlerode & LOY, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (215); high net worth individuals (47); charitable organizations (8).
Does Nestlerode & LOY, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/2907
What changed in Nestlerode & LOY, Inc.'s recent Form ADV filings?
In the January 2026 filing data: Employees performing advisory functions went from 1 to 2. Registered or notice-filed in FL, MD.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated December 23, 2025) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$199,064,720 as of October 2026, filing dated December 23, 2025.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
Registration and firm details
Items 1, 2, 5- Also doing business as
- NESTLERODE & LOY, INC.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2018 (8 years)
- Employees
- Total: 4. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
5 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $199,064,720 | 4 | December 23, 2025 |
| October 2025 | $185,154,920 | 3 | December 11, 2024 |
| October 2024 | $155,195,579 | 3 | January 11, 2024 |
| October 2023 | $144,078,779 | 4 | January 24, 2023 |
| October 2022 | $167,345,880 | 5 | September 13, 2022 |
| October 2021 | $143,280,313 | 4 | December 22, 2020 |
Regulatory assets under management: $143,280,313 in the October 2021 data and $199,064,720 in the October 2026 data, up 39%.
Total employees: 4 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- January 2026
- Employees performing advisory functions went from 1 to 2.
- Registered or notice-filed in FL, MD.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Nestlerode & LOY, Inc. (CRD 2907): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/nestlerode-and-loy-inc-state-college-pa-2907