AdvisorCensus / Financial advisors / Florida / Cape Coral / Naples Wealth Advisors, LLC
Naples Wealth Advisors, LLC is an SEC-registered investment advisory firm in Naples, FL, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 25, 2026.
Quick answers
From the filingHow is Naples Wealth Advisors, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Naples Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
How much does Naples Wealth Advisors, LLC charge?
Its Form ADV Part 2A brochure dated June 25, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states); Flat fee: $1,000 to $7,500 (financial planning services); Flat fee: $3,500 to $35,000 a year (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Naples Wealth Advisors, LLC located?
Naples Wealth Advisors, LLC's principal office is in Naples, FL, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Naples Wealth Advisors, LLC registered with the SEC or a state?
Naples Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 343247.
How much does Naples Wealth Advisors, LLC manage?
Naples Wealth Advisors, LLC reports $0 in regulatory assets under management in its Form ADV filing dated June 25, 2026.
Does Naples Wealth Advisors, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/343247
Does Naples Wealth Advisors, LLC state an account minimum?
Its Form ADV Part 2A brochure dated June 25, 2026 says: "Naples Wealth Advisors requires a minimum of $250,000 in order to open an account. To reach this account minimum, clients can aggregate all household accounts. Exceptions may be granted to this minimum at the firm’s discretion."
What changed in Naples Wealth Advisors, LLC's recent Form ADV filings?
In the August 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1% of assets a year (the maximum the brochure states)
The brochure's wording
The annual fee for investment management services based on a percentage of assets under management will be up to 1.00%.
Account minimum: $250,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Naples Wealth Advisors requires a minimum of $250,000 in order to open an account. To reach this account minimum, clients can aggregate all household accounts. Exceptions may be granted to this minimum at the firm’s discretion.
Flat fee: $1,000 to $7,500 (financial planning services)
The brochure's wording
Naples Wealth Advisors provides financial planning services under a fixed fee arrangement. A mutually agreed upon fixed fee is charged for financial planning services under this arrangement. The fixed fee ranges between $1,000 and $7,500.
Flat fee: $3,500 to $35,000 a year (financial planning services)
The brochure's wording
If Naples Wealth Advisors charges a fixed annual fee, the fee ranges between $3,500 and $35,000.
As stated in the firm's Form ADV Part 2A brochure dated June 25, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$0 as of October 2026, filing dated June 25, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DNot reported.
A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: 120-Day Approval.
- Registered since
- 2026 (0 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- Yes.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the July 2026 filing
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- August 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Naples Wealth Advisors, LLC (CRD 343247): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/naples-wealth-advisors-llc-naples-fl-343247