AdvisorCensus / Financial advisors / California / Oxnard / Monarch Plan Advisors
Monarch Plan Advisors is an SEC-registered investment advisory firm in Simi Valley, CA, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 5, 2026.
Quick answers
From the filingHow is Monarch Plan Advisors compensated?
On its Form ADV (Item 5.E, October 2026), Monarch Plan Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Monarch Plan Advisors located?
Monarch Plan Advisors' principal office is in Simi Valley, CA, according to its Form ADV.
Is Monarch Plan Advisors registered with the SEC or a state?
Monarch Plan Advisors is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 286612.
How much does Monarch Plan Advisors manage?
Monarch Plan Advisors reports $792,570,644 in regulatory assets under management in its Form ADV filing dated September 5, 2026 (56% discretionary).
How have Monarch Plan Advisors' assets and staff changed since 2021?
In the Form ADV data for Monarch Plan Advisors: Regulatory assets under management: $762,465,061 in the October 2025 data and $792,570,644 in the October 2026 data, up 4%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Monarch Plan Advisors serve?
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (130).
Which custodians does Monarch Plan Advisors use?
Monarch Plan Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists ADP Broker-Dealer, Inc., Empower Financial Services, Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.
Does Monarch Plan Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286612
What changed in Monarch Plan Advisors' recent Form ADV filings?
In the October 2026 filing data: Employees performing advisory functions went from 4 to 5. Registered or notice-filed in PA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated June 18, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$792,570,644 as of October 2026, filing dated September 5, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Pension consulting services
Registration and firm details
Items 1, 2, 5- Also doing business as
- MONARCH CORPORATE ADVISORS
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2017 (9 years)
- Employees
- Total: 5. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $792,570,644 | 5 | September 5, 2026 |
| October 2025 | $762,465,061 | 6 | June 16, 2025 |
| October 2024 | Not reported | 12 | June 4, 2024 |
| October 2023 | Not reported | 7 | August 11, 2023 |
| October 2022 | Not reported | 6 | August 16, 2022 |
| October 2021 | Not reported | 6 | May 3, 2021 |
Regulatory assets under management: $762,465,061 in the October 2025 data and $792,570,644 in the October 2026 data, up 4%.
Total employees: 6 in October 2021 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Employees performing advisory functions went from 4 to 5.
- Registered or notice-filed in PA.
- August 2026
- Employees performing advisory functions went from 5 to 4.
- April 2026
- Employees performing advisory functions went from 6 to 5.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Monarch Plan Advisors (CRD 286612): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/monarch-plan-advisors-simi-valley-ca-286612