AdvisorCensus / Financial advisors / Massachusetts / Boston / Model Capital Management LLC
Model Capital Management LLC is a state-registered investment advisory firm in Waltham, MA, registered since 2022, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 29, 2025.
Quick answers
From the filingHow is Model Capital Management LLC compensated?
On its Form ADV (Item 5.E, October 2026), Model Capital Management LLC reports these compensation arrangements: a percentage of assets under its management.
Where is Model Capital Management LLC located?
Model Capital Management LLC's principal office is in Waltham, MA, according to its Form ADV.
Is Model Capital Management LLC registered with the SEC or a state?
Model Capital Management LLC is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 166921.
How much does Model Capital Management LLC manage?
Model Capital Management LLC reports $47,573,068 in regulatory assets under management in its Form ADV filing dated September 29, 2025 (97% discretionary).
How have Model Capital Management LLC's assets and staff changed since 2021?
In the Form ADV data for Model Capital Management LLC: Regulatory assets under management: $473,684,772 in the October 2021 data and $47,573,068 in the October 2026 data, down 90%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Model Capital Management LLC serve?
By number of clients on Form ADV Item 5.D: other investment advisers (11).
Does Model Capital Management LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/166921
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$47,573,068 as of October 2026, filing dated September 29, 2025.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2022 (4 years)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $47,573,068 | 3 | September 29, 2025 |
| October 2022 | $50,583,684 | 2 | August 10, 2022 |
| October 2021 | $473,684,772 | 4 | March 29, 2021 |
Regulatory assets under management: $473,684,772 in the October 2021 data and $47,573,068 in the October 2026 data, down 90%.
Total employees: 4 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Model Capital Management LLC (CRD 166921): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/model-capital-management-llc-waltham-ma-166921