AdvisorCensus / Financial advisors / MLR Retirement Services
MLR Retirement Services
Filed as MLR RETIREMENT SERVICES · Legal name Rogers, Michael Lance
MLR Retirement Services is an SEC-registered investment advisory firm, registered since 2017, with no regulatory assets under management reported in its Form ADV filing dated May 29, 2024.
Quick answers
From the filingHow is MLR Retirement Services compensated?
On its Form ADV (Item 5.E, October 2026), MLR Retirement Services reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.
Is MLR Retirement Services registered with the SEC or a state?
MLR Retirement Services is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 286377.
How have MLR Retirement Services' assets and staff changed since 2021?
In the Form ADV data for MLR Retirement Services: Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does MLR Retirement Services serve?
By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (8).
Does MLR Retirement Services report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286377
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Pension consulting services
Registration and firm details
Items 1, 2, 5- Legal name
- Rogers, Michael Lance
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2017 (9 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | Not reported | 1 | May 29, 2024 |
| October 2025 | Not reported | 1 | May 29, 2024 |
| October 2024 | Not reported | 1 | May 29, 2024 |
| October 2023 | Not reported | 1 | February 1, 2023 |
| October 2022 | Not reported | 1 | February 23, 2022 |
| October 2021 | Not reported | 1 | March 4, 2021 |
Total employees: 1 in October 2021 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. MLR Retirement Services (CRD 286377): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/mlr-retirement-services-286377