AdvisorCensus / Financial advisors / Mink Brook Asset Management LLC
Mink Brook Asset Management LLC
Filed as MINK BROOK ASSET MANAGEMENT LLC
Mink Brook Asset Management LLC is an SEC-registered investment advisory firm, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 26, 2026.
Quick answers
From the filingHow is Mink Brook Asset Management LLC compensated?
On its Form ADV (Item 5.E, October 2026), Mink Brook Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
How much does Mink Brook Asset Management LLC charge?
Its Form ADV Part 2A brochure dated June 26, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Is Mink Brook Asset Management LLC registered with the SEC or a state?
Mink Brook Asset Management LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 302093.
How much does Mink Brook Asset Management LLC manage?
Mink Brook Asset Management LLC reports $280,675,956 in regulatory assets under management in its Form ADV filing dated June 26, 2026 (100% discretionary).
What types of clients does Mink Brook Asset Management LLC serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).
Does Mink Brook Asset Management LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/302093
Does Mink Brook Asset Management LLC state an account minimum?
Its Form ADV Part 2A brochure dated June 26, 2026 says: "The initial subscription minimum is generally US $1,000,000, as disclosed in the Offering Documents for each Fund."
What changed in Mink Brook Asset Management LLC's recent Form ADV filings?
In the April 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 2% of assets a year (the maximum the brochure states)
The brochure's wording
Mink Brook will receive a Management Fee generally equal to an annual rate of up to 2% per annum (0.5% per quarter).
Account minimum: $1,000,000
The brochure's wording
The initial subscription minimum is generally US $1,000,000, as disclosed in the Offering Documents for each Fund.
As stated in the firm's Form ADV Part 2A brochure dated June 26, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$280,675,956 as of October 2026, filing dated June 26, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- April 2026
- Updated its list of owners and control persons (Schedule A).
- December 2025
- Began filing reports as an exempt reporting adviser.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Mink Brook Asset Management LLC (CRD 302093): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/mink-brook-asset-management-llc-302093