AdvisorCensus / Financial advisors / Indiana / Indianapolis / Mindset Asset Management, LLC
Mindset Asset Management, LLC is an SEC-registered investment advisory firm in Indianapolis, IN, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 26, 2026.
Quick answers
From the filingHow is Mindset Asset Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Mindset Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; other.
How much does Mindset Asset Management, LLC charge?
Its Form ADV Part 2A brochure dated June 15, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Mindset Asset Management, LLC located?
Mindset Asset Management, LLC's principal office is in Indianapolis, IN, according to its Form ADV.
Is Mindset Asset Management, LLC registered with the SEC or a state?
Mindset Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 338530.
How much does Mindset Asset Management, LLC manage?
Mindset Asset Management, LLC reports $0 in regulatory assets under management in its Form ADV filing dated August 26, 2026.
Does Mindset Asset Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/338530
Does Mindset Asset Management, LLC state an account minimum?
Its Form ADV Part 2A brochure dated June 15, 2026 says: "The Firm does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship."
What changed in Mindset Asset Management, LLC's recent Form ADV filings?
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1% of assets a year (the maximum the brochure states)
The brochure's wording
Our annual fee ranges up to 1% annually and is assessed and/or charged quarterly in advance, based on the value at the end of the billing period . Fees are based on a percentage of assets under management .
Mindset offers services on a fee basis, which may include fees based on assets under management or advisement, hourly, or one-time consulting.
Account minimum: None
The brochure's wording
The Firm does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship.
Minimum annual fee: None
The brochure's wording
The Firm does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship.
As stated in the firm's Form ADV Part 2A brochure dated June 15, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$0 as of October 2026, filing dated August 26, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DNot reported.
A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 4. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- July 2026
- Updated its list of owners and control persons (Schedule A).
- March 2026
- Updated its list of owners and control persons (Schedule A).
- December 2025
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Mindset Asset Management, LLC (CRD 338530): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/mindset-asset-management-llc-indianapolis-in-338530