AdvisorCensus / Financial advisors / Metis Capital Management LLC
Metis Capital Management LLC is an SEC-registered investment advisory firm, registered since 2006, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 3, 2026.
Quick answers
From the filingHow is Metis Capital Management LLC compensated?
On its Form ADV (Item 5.E, October 2026), Metis Capital Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Is Metis Capital Management LLC registered with the SEC or a state?
Metis Capital Management LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 133198.
How much does Metis Capital Management LLC manage?
Metis Capital Management LLC reports $29,806,712 in regulatory assets under management in its Form ADV filing dated April 3, 2026 (100% discretionary).
How have Metis Capital Management LLC's assets and staff changed since 2021?
In the Form ADV data for Metis Capital Management LLC: Regulatory assets under management: $38,138,019 in the October 2021 data and $29,806,712 in the October 2026 data, down 22%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Metis Capital Management LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (10); individuals (other than high net worth individuals) (8); charitable organizations (3).
Does Metis Capital Management LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/133198
What changed in Metis Capital Management LLC's recent Form ADV filings?
In the May 2026 filing data: Regulatory assets under management went from $34,456,414 to $29,806,712 (-13%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated April 3, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$29,806,712 as of October 2026, filing dated April 3, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2006 (20 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $29,806,712 | 1 | April 3, 2026 |
| October 2025 | $34,456,414 | 1 | April 3, 2025 |
| October 2024 | $32,274,373 | 1 | June 5, 2024 |
| October 2023 | $40,827,106 | 1 | April 6, 2023 |
| October 2022 | $36,383,163 | 1 | May 17, 2022 |
| October 2021 | $38,138,019 | 1 | July 22, 2021 |
Regulatory assets under management: $38,138,019 in the October 2021 data and $29,806,712 in the October 2026 data, down 22%.
Total employees: 1 in October 2021 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- May 2026
- Regulatory assets under management went from $34,456,414 to $29,806,712 (-13%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Metis Capital Management LLC (CRD 133198): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/metis-capital-management-llc-133198