AdvisorCensus / Financial advisors / New York / Albany / McNeill Capital, LLC
McNeill Capital, LLC is an SEC-registered investment advisory firm in Saratoga Springs, NY, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 1, 2026.
Quick answers
From the filingHow is McNeill Capital, LLC compensated?
On its Form ADV (Item 5.E, October 2026), McNeill Capital, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.
Where is McNeill Capital, LLC located?
McNeill Capital, LLC's principal office is in Saratoga Springs, NY, according to its Form ADV.
Is McNeill Capital, LLC registered with the SEC or a state?
McNeill Capital, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 154517.
How much does McNeill Capital, LLC manage?
McNeill Capital, LLC reports $40,619,424 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (100% discretionary).
How have McNeill Capital, LLC's assets and staff changed since 2023?
In the Form ADV data for McNeill Capital, LLC: Regulatory assets under management: $30,860,929 in the October 2023 data and $40,619,424 in the October 2026 data, up 32%. Total employees: 1 in October 2023 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does McNeill Capital, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (42).
Does McNeill Capital, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/154517
Does McNeill Capital, LLC state an account minimum?
Its Form ADV Part 2A brochure dated April 1, 2026 says: "MC generally requires a minimum account balance of $500,000 to open and maintain an account for our Asset Management service. We may waive the minimum account balance due to client familial relationships, friends, certain instances where assets have dropped below the minimum or for clients who are expected to grow to the minimum or beyond."
What changed in McNeill Capital, LLC's recent Form ADV filings?
In the May 2026 filing data: Regulatory assets under management went from $36,609,463 to $40,619,424 (+11%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: $500,000 (the brochure says it may be waived or negotiated)
The brochure's wording
MC generally requires a minimum account balance of $500,000 to open and maintain an account for our Asset Management service. We may waive the minimum account balance due to client familial relationships, friends, certain instances where assets have dropped below the minimum or for clients who are expected to grow to the minimum or beyond.
As stated in the firm's Form ADV Part 2A brochure dated April 1, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$40,619,424 as of October 2026, filing dated April 1, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $40,619,424 | 1 | April 1, 2026 |
| October 2025 | $36,609,463 | 1 | March 31, 2025 |
| October 2024 | $30,584,968 | 1 | January 17, 2024 |
| October 2023 | $30,860,929 | 1 | May 19, 2023 |
Regulatory assets under management: $30,860,929 in the October 2023 data and $40,619,424 in the October 2026 data, up 32%.
Total employees: 1 in October 2023 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- May 2026
- Regulatory assets under management went from $36,609,463 to $40,619,424 (+11%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. McNeill Capital, LLC (CRD 154517): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/mcneill-capital-llc-saratoga-springs-ny-154517