AdvisorCensus / Financial advisors / New York / New York / Mavros Capital Management, LLC
Mavros Capital Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 14, 2026.
Quick answers
From the filingHow is Mavros Capital Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Mavros Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
How much does Mavros Capital Management, LLC charge?
Its Form ADV Part 2A brochure dated August 1, 2025 states: Up to $10,000,000: 1% a year; $10,000,001 to $20,000,000: 0.9% a year; $20,000,001 to $30,000,000: 0.8% a year; Above $30,000,001: 0.7% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Mavros Capital Management, LLC located?
Mavros Capital Management, LLC's principal office is in New York, NY, according to its Form ADV.
Is Mavros Capital Management, LLC registered with the SEC or a state?
Mavros Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 327785.
How much does Mavros Capital Management, LLC manage?
Mavros Capital Management, LLC reports $32,102,083 in regulatory assets under management in its Form ADV filing dated July 14, 2026 (100% discretionary).
How have Mavros Capital Management, LLC's assets and staff changed since 2023?
In the Form ADV data for Mavros Capital Management, LLC: Regulatory assets under management: $0 in the October 2023 data and $32,102,083 in the October 2026 data. Total employees: 6 in October 2023 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Mavros Capital Management, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (10).
Does Mavros Capital Management, LLC report any disciplinary disclosures?
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.C(4) (SEC or CFTC order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327785
What changed in Mavros Capital Management, LLC's recent Form ADV filings?
In the January 2026 filing data: Registered or notice-filed in NY.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $10,000,000 | 1% |
| $10,000,001 to $20,000,000 | 0.9% |
| $20,000,001 to $30,000,000 | 0.8% |
| Above $30,000,001 | 0.7% |
The brochure's wording
Except with respect to the initial quarter, Mavros’ management fees will be charged as a percentage of assets under management, according to the following schedule: Billing Rate Break Range 1% $0 to $10,000,000* 0.90% $10,000,001 to $20,000,000 0.80% $20,000,001 to $30,000,000 0.70% $30,000,0001 and up
Minimum annual fee: $10,000
The brochure's wording
* Minimum annual fee is $10,000
As stated in the firm's Form ADV Part 2A brochure dated August 1, 2025. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$32,102,083 as of October 2026, filing dated July 14, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 6. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 111 Reports 1 disclosure item on Form ADV Item 11. View on IAPD.
Questions answered yes on this filing
Regulatory matters Items 11.C to 11.G
- 11.C(4) Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $32,102,083 | 6 | July 14, 2026 |
| October 2024 | $0 | 6 | February 15, 2024 |
| October 2023 | $0 | 6 | September 13, 2023 |
Regulatory assets under management: $0 in the October 2023 data and $32,102,083 in the October 2026 data.
Total employees: 6 in October 2023 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- January 2026
- Registered or notice-filed in NY.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Mavros Capital Management, LLC (CRD 327785): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/mavros-capital-management-llc-new-york-ny-327785