AdvisorCensus by AdvisorSEO Max

AdvisorCensus / Financial advisors / Missouri / Kansas City / Mariner Wealth

Mariner Wealth

Overland Park, KSSEC-registered investment adviserCRD 289886

Filed as MARINER WEALTH · Legal name Mariner Wealth Advisors-IC, LLC

SEC record (IAPD)

Mariner Wealth is an SEC-registered investment advisory firm in Overland Park, KS, registered since 2017, with no regulatory assets under management reported in its Form ADV filing dated September 21, 2026.

8 years
registered since 2017
Not reported
assets under management
1 arrangement
Other
None
disclosure items (Item 11)

Quick answers

From the filing

How is Mariner Wealth compensated?

On its Form ADV (Item 5.E, October 2026), Mariner Wealth reports these compensation arrangements: other.

Where is Mariner Wealth located?

Mariner Wealth's principal office is in Overland Park, KS, according to its Form ADV.

Is Mariner Wealth registered with the SEC or a state?

Mariner Wealth is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 289886.

How have Mariner Wealth's assets and staff changed since 2021?

In the Form ADV data for Mariner Wealth: Total employees: 29 in October 2021 and 65 in October 2026. Assets under management move with markets as well as with clients coming and going.

Does Mariner Wealth report any disciplinary disclosures?

Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289886

What changed in Mariner Wealth's recent Form ADV filings?

In the October 2026 filing data: Registered or notice-filed in MD.

From the Form ADV filing

Every figure below is as the firm filed it with regulators, as of October 2026.

How the firm is compensated

Item 5.E
  • Other

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Fees and minimums

Form ADV Part 2A

See the firm's brochure (dated March 27, 2026) for its fees and any account minimum, on the SEC's IAPD site.

Regulatory assets under management

Item 5.F

Not reported.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

Who the firm serves

Item 5.D
Individuals (other than high net worth individuals)
Clients 0 Assets $0
High net worth individuals
Clients 0 Assets $0
Banking or thrift institutions
Clients 0 Assets $0
Investment companies
Clients 0 Assets $0
Business development companies
Clients 0 Assets $0
Pooled investment vehicles (other than investment companies and business development companies)
Clients 0 Assets $0
Pension and profit sharing plans (but not the plan participants or government pension plans)
Clients 0 Assets $0
Charitable organizations
Clients 0 Assets $0
State or municipal government entities (including government pension plans)
Clients 0 Assets $0
Other investment advisers
Clients 0 Assets $0
Insurance companies
Clients 0 Assets $0
Sovereign wealth funds and foreign official institutions
Clients 0 Assets $0
Corporations or other businesses not listed above
Clients 0 Assets $0
Other
Clients 0 Assets $0

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

Advisory services

Item 5.G
  • Other

Registration and firm details

Items 1, 2, 5
Legal name
Mariner Wealth Advisors-IC, LLC
Also doing business as
MARINER, MARINER INSTITUTIONAL, MARINER WEALTH ADVISORS
Registration
SEC-registered investment adviser. Status as filed: Approved.
Registered since
2017 (8 years)
Employees
Total: 65. Performing investment advisory functions: 65.
Wrap fee program participation
No.
States registered or notice-filed
26 states or jurisdictions
ARAZCACOFLGAIAINKSMDMNMONENHOHOKORPAPRSCSDTNTXUTVAWI

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

Disclosures

Item 11

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Assets and staff over time

Items 5.A, 5.F
Data periodAssets under managementEmployeesFiling dated
October 2026Not reported65September 21, 2026
October 2025Not reported50June 26, 2025
October 2024Not reported37July 26, 2024
October 2023Not reported34March 30, 2023
October 2022Not reported33July 22, 2022
October 2021Not reported29July 30, 2021

Total employees: 29 in October 2021 and 65 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

Changes in the filing

Last 12 months
  1. October 2026
    • Registered or notice-filed in MD.
  2. July 2026
    • Registered or notice-filed in AZ, SC.
  3. April 2026
    • Employees performing advisory functions went from 50 to 65.
    • Registered or notice-filed in UT.
  4. March 2026
    • Registered or notice-filed in AR.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Websites listed on Form ADV

Item 1.I
mariner.com

Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."

Cite this page

AdvisorCensus. Mariner Wealth (CRD 289886): Form ADV filing data as of October 2026.
https://advisorcensus.com/firm/mariner-wealth-overland-park-ks-289886