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Magnolia Capital Management
Filed as MAGNOLIA CAPITAL MANAGEMENT · Legal name Magnolia Capital Management, Ltd.
Magnolia Capital Management is an SEC-registered investment advisory firm in Cold Spring, NY, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 1, 2026.
Quick answers
From the filingHow is Magnolia Capital Management compensated?
On its Form ADV (Item 5.E, October 2026), Magnolia Capital Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does Magnolia Capital Management charge?
Its Form ADV Part 2A brochure dated March 23, 2026 states: Hourly rate: $250 an hour (comprehensive financial plan for the client). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Magnolia Capital Management located?
Magnolia Capital Management's principal office is in Cold Spring, NY, according to its Form ADV.
Is Magnolia Capital Management registered with the SEC or a state?
Magnolia Capital Management is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 119597.
How much does Magnolia Capital Management manage?
Magnolia Capital Management reports $227,677,130 in regulatory assets under management in its Form ADV filing dated September 1, 2026 (87% discretionary).
How have Magnolia Capital Management's assets and staff changed since 2021?
In the Form ADV data for Magnolia Capital Management: Regulatory assets under management: $197,761,312 in the October 2021 data and $227,677,130 in the October 2026 data, up 15%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Magnolia Capital Management serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (30); high net worth individuals (27); charitable organizations (2).
Does Magnolia Capital Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/119597
What changed in Magnolia Capital Management's recent Form ADV filings?
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Hourly rate: $250 an hour (comprehensive financial plan for the client)
The brochure's wording
When the client wishes Magnolia Capital Management, Ltd. to undertake a comprehensive financial plan for the client (which may entail working with the client's tax and legal advisors), fees are usually assessed on a per hour basis, depending on the complexity of the assignment, plus out-of-pocket expenses (generally $250 per hour).
As stated in the firm's Form ADV Part 2A brochure dated March 23, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$227,677,130 as of October 2026, filing dated September 1, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Legal name
- Magnolia Capital Management, Ltd.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2006 (20 years)
- Employees
- Total: 3. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $227,677,130 | 3 | September 1, 2026 |
| October 2025 | $218,439,946 | 3 | July 8, 2025 |
| October 2024 | $202,017,680 | 3 | March 28, 2024 |
| October 2023 | $192,122,584 | 3 | June 12, 2023 |
| October 2022 | $240,516,649 | 3 | March 28, 2022 |
| October 2021 | $197,761,312 | 3 | July 16, 2021 |
Regulatory assets under management: $197,761,312 in the October 2021 data and $227,677,130 in the October 2026 data, up 15%.
Total employees: 3 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Updated its list of owners and control persons (Schedule A).
- December 2025
- Employees performing advisory functions went from 2 to 3.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Magnolia Capital Management (CRD 119597): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/magnolia-capital-management-cold-spring-ny-119597