AdvisorCensus / Financial advisors / Oregon / Portland / M Financial Investment Advisers Inc
M Financial Investment Advisers Inc is an SEC-registered investment advisory firm in Portland, OR, registered since 1995, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 1, 2026.
Quick answers
From the filingHow is M Financial Investment Advisers Inc compensated?
On its Form ADV (Item 5.E, October 2026), M Financial Investment Advisers Inc reports these compensation arrangements: a percentage of assets under its management.
Where is M Financial Investment Advisers Inc located?
M Financial Investment Advisers Inc's principal office is in Portland, OR, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is M Financial Investment Advisers Inc registered with the SEC or a state?
M Financial Investment Advisers Inc is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 106648.
How much does M Financial Investment Advisers Inc manage?
M Financial Investment Advisers Inc reports $1,006,229,464 in regulatory assets under management in its Form ADV filing dated September 1, 2026 (100% discretionary).
How have M Financial Investment Advisers Inc's assets and staff changed since 2021?
In the Form ADV data for M Financial Investment Advisers Inc: Regulatory assets under management: $759,251,964 in the October 2021 data and $1,006,229,464 in the October 2026 data, up 33%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does M Financial Investment Advisers Inc serve?
By number of clients on Form ADV Item 5.D: investment companies (1).
Does M Financial Investment Advisers Inc report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106648
What changed in M Financial Investment Advisers Inc's recent Form ADV filings?
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$1,006,229,464 as of October 2026, filing dated September 1, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1995 (30 years)
- Employees
- Total: 3. Performing investment advisory functions: 0.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the October 2026 filing
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,006,229,464 | 3 | September 1, 2026 |
| October 2025 | $937,865,398 | 3 | March 21, 2025 |
| October 2024 | $844,615,354 | 3 | March 26, 2024 |
| October 2023 | $737,998,280 | 3 | March 21, 2023 |
| October 2022 | $886,030,288 | 3 | June 16, 2022 |
| October 2021 | $759,251,964 | 4 | March 10, 2021 |
Regulatory assets under management: $759,251,964 in the October 2021 data and $1,006,229,464 in the October 2026 data, up 33%.
Total employees: 4 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Updated its list of owners and control persons (Schedule A).
- December 2025
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. M Financial Investment Advisers Inc (CRD 106648): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/m-financial-investment-advisers-inc-portland-or-106648