AdvisorCensus / Financial advisors / Florida / Miami / LRI Investments
LRI Investments is an SEC-registered investment advisory firm in Palm Beach Gardens, FL, registered since 2024, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 28, 2026.
Quick answers
From the filingHow is LRI Investments compensated?
On its Form ADV (Item 5.E, October 2026), LRI Investments reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
How much does LRI Investments charge?
Its Form ADV Part 2A brochure dated February 27, 2026 states: Hourly rate: $150 to $350 an hour (Financial Planning); Flat fee: $650 to $2,500 (Financial Planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is LRI Investments located?
LRI Investments' principal office is in Palm Beach Gardens, FL, according to its Form ADV; the October 2026 filing also lists 3 other offices (Schedule D, Section 1.F).
Is LRI Investments registered with the SEC or a state?
LRI Investments is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 323556.
How much does LRI Investments manage?
LRI Investments reports $2,781,193,458 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (68% discretionary).
How have LRI Investments' assets and staff changed since 2023?
In the Form ADV data for LRI Investments: Regulatory assets under management: $0 in the October 2023 data and $2,781,193,458 in the October 2026 data. Total employees: 5 in October 2023 and 35 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does LRI Investments serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (264); high net worth individuals (213); pension and profit sharing plans (but not the plan participants or government pension plans) (104).
Which custodians does LRI Investments use?
LRI Investments' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing Advisor Solutions LLC as a custodian holding 10% or more of its separately managed account assets.
Does LRI Investments report any disciplinary disclosures?
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323556
Does LRI Investments state an account minimum?
Its Form ADV Part 2A brochure dated February 27, 2026 says: "A minimum total investment amount of $250,000 is generally required but, a lesser amount will be considered."
What changed in LRI Investments' recent Form ADV filings?
In the October 2026 filing data: Added an office in Horsham, PA. No longer lists an office in Newtown, PA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $250,000
The brochure's wording
A minimum total investment amount of $250,000 is generally required but, a lesser amount will be considered.
Hourly rate: $150 to $350 an hour (Financial Planning)
The brochure's wording
Hourly Fee: $150 to $350
Flat fee: $650 to $2,500 (Financial Planning)
The brochure's wording
Fixed Fee: $650 to $2,500
As stated in the firm's Form ADV Part 2A brochure dated February 27, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$2,781,193,458 as of October 2026, filing dated September 28, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Legal name
- LRI Investments, LLC
- Also doing business as
- JKJ FINANCIAL SERVICES, JKJ RETIREMENT SERVICES, LINDBERG & RIPPLE, MARINER FINANCIAL GROUP
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 35. Performing investment advisory functions: 31.
- Wrap fee program participation
- Yes.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
3 other offices, as of the October 2026 filing
- States registered or notice-filed
-
35 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 111 Reports 1 disclosure item on Form ADV Item 11. View on IAPD.
Questions answered yes on this filing
Regulatory matters Items 11.C to 11.G
- 11.D(2) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $2,781,193,458 | 35 | September 28, 2026 |
| October 2025 | $1,404,038,363 | 37 | March 11, 2025 |
| October 2024 | $932,915,457 | 17 | June 18, 2024 |
| October 2023 | $0 | 5 | June 15, 2023 |
Regulatory assets under management: $0 in the October 2023 data and $2,781,193,458 in the October 2026 data.
Total employees: 5 in October 2023 and 35 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Added an office in Horsham, PA.
- No longer lists an office in Newtown, PA.
- March 2026
- Employees performing advisory functions went from 29 to 31.
- Regulatory assets under management went from $1,404,038,363 to $2,781,193,458 (+98%).
- Registered or notice-filed in AZ, CO, DC, DE, GA, KS, MI, MN, MO, NM, NV, OH, TN, UT, VT, WA, WI.
- December 2025
- Registered or notice-filed in NE.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. LRI Investments (CRD 323556): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/lri-investments-palm-beach-gardens-fl-323556