AdvisorCensus / Financial advisors / New York / New York / Lock 8 Partners
Lock 8 Partners is an SEC-registered investment advisory firm in New York, NY, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 4, 2026.
Quick answers
From the filingHow is Lock 8 Partners compensated?
On its Form ADV (Item 5.E, October 2026), Lock 8 Partners reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Lock 8 Partners located?
Lock 8 Partners' principal office is in New York, NY, according to its Form ADV.
Is Lock 8 Partners registered with the SEC or a state?
Lock 8 Partners is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 319731.
How much does Lock 8 Partners manage?
Lock 8 Partners reports $414,739,456 in regulatory assets under management in its Form ADV filing dated May 4, 2026 (100% discretionary).
How have Lock 8 Partners' assets and staff changed since 2022?
In the Form ADV data for Lock 8 Partners: Regulatory assets under management: $196,439,651 in the October 2025 data and $414,739,456 in the October 2026 data, up 111%. Total employees: 9 in October 2025 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Lock 8 Partners serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4).
Does Lock 8 Partners report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/319731
What changed in Lock 8 Partners' recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $196,439,651 to $414,739,456 (+111%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 31, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$414,739,456 as of October 2026, filing dated May 4, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Legal name
- Lock 8 Partners LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 9. Performing investment advisory functions: 7.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $414,739,456 | 9 | May 4, 2026 |
| October 2025 | $196,439,651 | 9 | May 20, 2025 |
| October 2024 | Not reported | Not reported | March 27, 2024 |
| October 2023 | Not reported | Not reported | March 24, 2023 |
| October 2022 | Not reported | Not reported | April 21, 2022 |
Regulatory assets under management: $196,439,651 in the October 2025 data and $414,739,456 in the October 2026 data, up 111%.
Total employees: 9 in October 2025 and 9 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $196,439,651 to $414,739,456 (+111%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Lock 8 Partners (CRD 319731): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/lock-8-partners-new-york-ny-319731