AdvisorCensus / Financial advisors / New York / New York / Livian & Co.
Livian & Co. is an SEC-registered investment advisory firm in New York, NY, registered since 2010, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 30, 2026.
Quick answers
From the filingHow is Livian & Co. compensated?
On its Form ADV (Item 5.E, October 2026), Livian & Co. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
How much does Livian & Co. charge?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Hourly rate: $500 an hour (investment consulting agreement). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Livian & Co. located?
Livian & Co.'s principal office is in New York, NY, according to its Form ADV.
Is Livian & Co. registered with the SEC or a state?
Livian & Co. is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 153771.
How much does Livian & Co. manage?
Livian & Co. reports $152,881,318 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (84% discretionary).
How have Livian & Co.'s assets and staff changed since 2021?
In the Form ADV data for Livian & Co.: Regulatory assets under management: $106,348,568 in the October 2021 data and $152,881,318 in the October 2026 data, up 44%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Livian & Co. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (47); corporations or other businesses not listed above (20); pooled investment vehicles (other than investment companies and business development companies) (3).
Which custodians does Livian & Co. use?
Livian & Co.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.
Does Livian & Co. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/153771
What changed in Livian & Co.'s recent Form ADV filings?
In the April 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AHourly rate: $500 an hour (investment consulting agreement)
The brochure's wording
On an exceptional basis, we have entered into an investment consulting agreement with only one client, who is also an affiliated person; we charge a monthly investment advisory fee based on an hourly rate of $500.
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$152,881,318 as of October 2026, filing dated April 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Livian & Co., LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2010 (16 years)
- Employees
- Total: 5. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $152,881,318 | 5 | April 30, 2026 |
| October 2025 | $143,667,429 | 5 | May 1, 2025 |
| October 2024 | $123,532,294 | 5 | May 28, 2024 |
| October 2023 | $111,518,232 | 5 | September 18, 2023 |
| October 2022 | $138,422,269 | 5 | March 30, 2022 |
| October 2021 | $106,348,568 | 5 | March 25, 2021 |
Regulatory assets under management: $106,348,568 in the October 2021 data and $152,881,318 in the October 2026 data, up 44%.
Total employees: 5 in October 2021 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Livian & Co. (CRD 153771): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/livian-and-co-new-york-ny-153771