AdvisorCensus / Financial advisors / Lighthouse
Lighthouse is an SEC-registered investment advisory firm, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 6, 2026.
Quick answers
From the filingHow is Lighthouse compensated?
On its Form ADV (Item 5.E, October 2026), Lighthouse reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
Is Lighthouse registered with the SEC or a state?
Lighthouse is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 330415.
How much does Lighthouse manage?
Lighthouse reports $886,083 in regulatory assets under management in its Form ADV filing dated July 6, 2026 (27% discretionary).
How have Lighthouse's assets and staff changed since 2024?
In the Form ADV data for Lighthouse: Regulatory assets under management: $0 in the October 2024 data and $886,083 in the October 2026 data. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Lighthouse serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (6).
Which custodians does Lighthouse use?
Lighthouse's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets.
Does Lighthouse report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330415
Does Lighthouse state an account minimum?
Its Form ADV Part 2A brochure dated July 6, 2026 says: "Clients participating in advisory services include individuals and small businesses. There is no account minimum."
What changed in Lighthouse's recent Form ADV filings?
In the August 2026 filing data: Regulatory assets under management went from $555,898 to $886,083 (+59%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: None
The brochure's wording
Clients participating in advisory services include individuals and small businesses. There is no account minimum.
As stated in the firm's Form ADV Part 2A brochure dated July 6, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$886,083 as of October 2026, filing dated July 6, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Lighthouse Wealth Partners, Inc.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 2. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $886,083 | 2 | July 6, 2026 |
| October 2025 | $555,898 | 2 | March 31, 2025 |
| October 2024 | $0 | 2 | March 7, 2024 |
Regulatory assets under management: $0 in the October 2024 data and $886,083 in the October 2026 data.
Total employees: 2 in October 2024 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- August 2026
- Regulatory assets under management went from $555,898 to $886,083 (+59%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Lighthouse (CRD 330415): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/lighthouse-330415