AdvisorCensus / Financial advisors / Letson Investment Management, Inc.
Letson Investment Management, Inc. is an SEC-registered investment advisory firm, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.
Quick answers
From the filingHow is Letson Investment Management, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Letson Investment Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.
How much does Letson Investment Management, Inc. charge?
Its Form ADV Part 2A brochure dated March 19, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $3,000,000: 0.75% a year; Above $3,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Is Letson Investment Management, Inc. registered with the SEC or a state?
Letson Investment Management, Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 125830.
How much does Letson Investment Management, Inc. manage?
Letson Investment Management, Inc. reports $296,314,745 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (100% discretionary).
How have Letson Investment Management, Inc.'s assets and staff changed since 2024?
In the Form ADV data for Letson Investment Management, Inc.: Regulatory assets under management: $261,458,553 in the October 2024 data and $296,314,745 in the October 2026 data, up 13%. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Letson Investment Management, Inc. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (76); individuals (other than high net worth individuals) (29).
Which custodians does Letson Investment Management, Inc. use?
Letson Investment Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.
Does Letson Investment Management, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125830
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 1% |
| $1,000,000 to $3,000,000 | 0.75% |
| Above $3,000,000 | 0.5% |
The brochure's wording
LIM is typically compensated for its advisory services by charging you a management fee based on the market value of your assets under management. The fee schedule is set forth below:
On the first $1,000,000 1.00% On the next $2,000,000 .75% On all amounts in excess of $3,000,000 .50%
All fees are subject to negotiation.
As stated in the firm's Form ADV Part 2A brochure dated March 19, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$296,314,745 as of October 2026, filing dated March 19, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $296,314,745 | 2 | March 19, 2026 |
| October 2025 | $290,522,882 | 2 | February 20, 2025 |
| October 2024 | $261,458,553 | 2 | August 20, 2024 |
Regulatory assets under management: $261,458,553 in the October 2024 data and $296,314,745 in the October 2026 data, up 13%.
Total employees: 2 in October 2024 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Letson Investment Management, Inc. (CRD 125830): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/letson-investment-management-inc-125830